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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRME icon
851
First Merchants
FRME
$2.72B
$406K 0.01%
9,881
+81
+0.8% +$3.42K
LNT icon
852
Alliant Energy
LNT
$19.4B
$405K 0.01%
7,330
+54
+0.7% +$2.88K
BABA icon
853
Alibaba
BABA
$269B
$404K 0.01%
4,585
-210
-4% -$16.6K
EL icon
854
Estee Lauder
EL
$29B
$404K 0.01%
1,626
+35
+2% +$7.82K
TAN icon
855
Invesco Solar ETF
TAN
$1.47B
$400K 0.01%
5,486
-558
-9% -$42K
BIG
856
DELISTED
Big Lots, Inc.
BIG
$400K 0.01%
+27,214
New +$468K
CALY
857
Callaway Golf Company
CALY
$3.26B
$399K 0.01%
20,208
+610
+3% +$12K
SPDW icon
858
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$399K 0.01%
13,429
-654
-5% -$18.8K
FNY icon
859
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
$398K 0.01%
7,065
-64
-0.9% -$3.71K
PGHY icon
860
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$221M
$397K 0.01%
20,662
-4,439
-18% -$85K
AOM icon
861
iShares Core Moderate Allocation ETF
AOM
$1.76B
$394K 0.01%
10,367
+93
+0.9% +$3.53K
TPVG icon
862
TriplePoint Venture Growth BDC
TPVG
$180M
$394K 0.01%
37,765
+15,855
+72% +$192K
DKS icon
863
Dick's Sporting Goods
DKS
$18.4B
$393K 0.01%
3,264
-221
-6% -$24.9K
RVT icon
864
Royce Value Trust
RVT
$2.21B
$391K 0.01%
29,508
+549
+2% +$7.57K
MC icon
865
Moelis & Co
MC
$4.98B
$390K 0.01%
10,151
+579
+6% +$23.5K
USRT icon
866
iShares Core US REIT ETF
USRT
$4.74B
$390K 0.01%
7,877
-26
-0.3% -$1.29K
BTAL icon
867
AGF US Market Neutral Anti-Beta Fund
BTAL
$305M
$389K 0.01%
+18,352
New +$380K
SJT
868
San Juan Basin Royalty Trust
SJT
$117M
$389K 0.01%
+34,050
New +$374K
BCX icon
869
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$388K 0.01%
38,869
+16,904
+77% +$161K
NIO icon
870
NIO
NIO
$11.3B
$387K 0.01%
39,730
+1,639
+4% +$18.9K
OSCV icon
871
Opus Small Cap Value ETF
OSCV
$706M
$387K 0.01%
12,498
+4,681
+60% +$146K
ARKG icon
872
ARK Genomic Revolution ETF
ARKG
$1.54B
$386K 0.01%
13,677
-2,995
-18% -$95.1K
SNV
873
DELISTED
Synovus
SNV
$385K 0.01%
10,247
-1,401
-12% -$55.6K
MRSH
874
Marsh
MRSH
$86.3B
$382K 0.01%
2,306
+31
+1% +$5.07K
YUM icon
875
Yum! Brands
YUM
$41B
$379K 0.01%
2,960
+89
+3% +$10.8K
33 34
35
36 37

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.