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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMHI icon
826
First Trust Municipal High Income ETF
FMHI
$990M
$486K 0.01%
10,233
+34
+0.3% +$1.59K
QGRO icon
827
American Century US Quality Growth ETF
QGRO
$1.96B
$486K 0.01%
4,246
-43,121
-91% -$4.77M
BMAY icon
828
Innovator US Equity Buffer ETF May
BMAY
$230M
$486K 0.01%
11,080
+12
+0.1% +$517
FIX icon
829
Comfort Systems
FIX
$60.9B
$486K 0.01%
588
+78
+15% +$52.9K
APO icon
830
Apollo Global Management
APO
$71.6B
$485K 0.01%
3,640
+879
+32% +$124K
FDT icon
831
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.27B
$484K 0.01%
6,426
+330
+5% +$23.8K
COPX icon
832
Global X Copper Miners ETF NEW
COPX
$7.2B
$484K 0.01%
8,093
+16
+0.2% +$773
DFAU icon
833
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$482K 0.01%
10,542
-80
-0.8% -$3.52K
AIFD
834
TCW Artificial Intelligence ETF
AIFD
$126M
$480K 0.01%
13,597
-287
-2% -$9.35K
ZTS icon
835
Zoetis
ZTS
$32.2B
$479K 0.01%
3,277
-48
-1% -$7.25K
LDOS icon
836
Leidos
LDOS
$14.5B
$479K 0.01%
2,536
+950
+60% +$165K
AM icon
837
Antero Midstream
AM
$10.4B
$477K 0.01%
24,513
+56
+0.2% +$1.01K
PJAN icon
838
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
$475K 0.01%
10,372
– –
TLN
839
Talen Energy Corp
TLN
$16.6B
$474K 0.01%
1,115
+227
+26% +$82K
CL icon
840
Colgate-Palmolive
CL
$73.6B
$474K 0.01%
5,927
-808
-12% -$68.9K
DES icon
841
WisdomTree US SmallCap Dividend Fund
DES
$2.2B
$474K 0.01%
14,068
-2,187
-13% -$72.6K
FMF icon
842
First Trust Managed Futures Strategy Fund
FMF
$249M
$471K 0.01%
9,666
+1,249
+15% +$58.8K
CGMS icon
843
Capital Group US Multi-Sector Income ETF
CGMS
$5.2B
$470K 0.01%
16,951
-2,051
-11% -$56.8K
FUMB icon
844
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$469K 0.01%
23,352
-42,952
-65% -$865K
FENY icon
845
Fidelity MSCI Energy Index ETF
FENY
$1.97B
$469K 0.01%
18,983
-103
-0.5% -$2.49K
FELG icon
846
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.4B
$468K 0.01%
11,389
-433
-4% -$16.8K
HP icon
847
Helmerich & Payne
HP
$3.36B
$468K 0.01%
21,198
-721
-3% -$13.3K
SNOV icon
848
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$115M
$468K 0.01%
18,914
-51
-0.3% -$1.22K
TPHD icon
849
Timothy Plan High Dividend Stock ETF
TPHD
$363M
$467K 0.01%
11,861
+4
+0% +$155
CR icon
850
Crane Co
CR
$13.1B
$466K 0.01%
2,531
+41
+2% +$7.73K
32 33
34
35 36

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WB
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.