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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMLF icon
826
iShares US Small Cap Equity Factor ETF
SMLF
$4.07B
$386K 0.01%
+6,215
New +$418K
DFS
827
DELISTED
Discover Financial Services
DFS
$386K 0.01%
2,261
-34
-1% -$6.22K
YUM icon
828
Yum! Brands
YUM
$41B
$385K 0.01%
2,447
+931
+61% +$134K
CCL icon
829
Carnival Corporation Ltd
CCL
$36.1B
$385K 0.01%
19,706
-18,448
-48% -$439K
CRH icon
830
CRH
CRH
$66.7B
$385K 0.01%
4,371
+142
+3% +$14K
YMAR icon
831
FT Vest International Equity Moderate Buffer ETF March
YMAR
$159M
$385K 0.01%
16,042
-249
-2% -$5.89K
ICE icon
832
Intercontinental Exchange
ICE
$82.4B
$384K 0.01%
2,228
-1,224
-35% -$201K
YSEP icon
833
FT Vest International Equity Buffer ETF September
YSEP
$119M
$383K 0.01%
16,867
-248
-1% -$5.59K
YJUN icon
834
FT Vest International Equity Buffer ETF June
YJUN
$134M
$383K 0.01%
16,891
-248
-1% -$5.58K
CR icon
835
Crane Co
CR
$13.1B
$381K 0.01%
2,490
-155
-6% -$24.9K
INFL icon
836
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.5B
$381K 0.01%
9,379
+498
+6% +$19.9K
MCHI icon
837
iShares MSCI China ETF
MCHI
$6.04B
$381K 0.01%
+7,001
New +$361K
DOV icon
838
Dover
DOV
$27.2B
$381K 0.01%
2,167
+30
+1% +$5.77K
AFLG icon
839
First Trust Active Factor Large Cap ETF
AFLG
$687M
$381K 0.01%
+11,295
New +$394K
VERX icon
840
Vertex
VERX
$1.92B
$380K 0.01%
10,845
-63
-0.6% -$2.88K
HBAN icon
841
Huntington Bancshares
HBAN
$35.1B
$380K 0.01%
25,290
-698
-3% -$11.2K
FELG icon
842
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.44B
$377K 0.01%
11,982
-2,165
-15% -$74.9K
USFR icon
843
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$377K 0.01%
7,490
-103
-1% -$5.19K
BFEB icon
844
Innovator US Equity Buffer ETF February
BFEB
$252M
$376K 0.01%
9,061
+265
+3% +$11.4K
TW icon
845
Tradeweb Markets
TW
$21.3B
$376K 0.01%
+2,530
New +$336K
AMCR icon
846
Amcor
AMCR
$20.6B
$375K 0.01%
7,739
+1,150
+17% +$56.6K
PCN
847
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$375K 0.01%
27,494
-577
-2% -$7.84K
IMO icon
848
Imperial Oil
IMO
$62.1B
$374K 0.01%
5,177
-1,159
-18% -$79.6K
SBLK icon
849
Star Bulk Carriers
SBLK
$3.14B
$374K 0.01%
24,009
+1,527
+7% +$23.8K
AIFD
850
TCW Artificial Intelligence ETF
AIFD
$128M
$373K 0.01%
15,594
-2,096
-12% -$59K
32 33
34
35 36

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.