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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDYV icon
826
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.77B
$533K 0.01%
7,495
+1,880
+33% +$132K
FCVT icon
827
First Trust SSI Strategic Convertible Securities ETF
FCVT
$113M
$532K 0.01%
12,857
+1,745
+16% +$87.8K
GRID
828
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.3B
$532K 0.01%
5,181
+1,837
+55% +$185K
INMD icon
829
InMode
INMD
$884M
$528K 0.01%
7,485
-2,533
-25% -$203K
GLDM icon
830
SPDR Gold MiniShares Trust
GLDM
$27.8B
$526K 0.01%
14,473
-1,610
-10% -$57.5K
FNOV icon
831
FT Vest US Equity Buffer ETF November
FNOV
$1.2B
$524K 0.01%
+13,445
New +$517K
VMBS icon
832
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$524K 0.01%
9,922
-2,776
-22% -$147K
ZBH icon
833
Zimmer Biomet
ZBH
$17.8B
$524K 0.01%
4,246
-2,254
-35% -$295K
NG icon
834
NovaGold Resources
NG
$2.62B
$521K 0.01%
75,983
+2,819
+4% +$20.6K
REMX icon
835
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.03B
$521K 0.01%
4,645
+3
+0.1% +$342
SCHW
836
Charles Schwab
SCHW
$181B
$520K 0.01%
6,184
-39
-0.6% -$3.15K
GFI icon
837
Gold Fields
GFI
$29.4B
$519K 0.01%
+47,197
New +$471K
ICLR icon
838
Icon
ICLR
$13B
$518K 0.01%
1,672
+34
+2% +$9.51K
FDX icon
839
CALL
FedEx
FDX
$73.5B
$517K 0.01%
2,000
+800
+67% +$192K
SRE icon
840
Sempra
SRE
$59.7B
$517K 0.01%
7,812
+1,826
+31% +$116K
EXK
841
Endeavour Silver
EXK
$2.35B
$516K 0.01%
+122,185
New +$574K
IXJ icon
842
iShares Global Healthcare ETF
IXJ
$4.08B
$516K 0.01%
5,716
+630
+12% +$54.5K
PLAY icon
843
Dave & Buster's
PLAY
$363M
$516K 0.01%
+13,426
New +$498K
RSPT icon
844
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.43B
$516K 0.01%
15,930
+2,490
+19% +$77.1K
KXI icon
845
iShares Global Consumer Staples ETF
KXI
$1.06B
$515K 0.01%
7,954
+3
+0% +$186
PJUN icon
846
Innovator US Equity Power Buffer ETF June
PJUN
$951M
$515K 0.01%
15,968
– –
CGW icon
847
Invesco S&P Global Water Index ETF
CGW
$1.05B
$514K 0.01%
8,475
+2,682
+46% +$158K
VIOV icon
848
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$513K 0.01%
+5,678
New +$515K
CALY
849
Callaway Golf Company
CALY
$3.28B
$512K 0.01%
18,669
+3,006
+19% +$83.5K
KHC icon
850
Kraft Heinz
KHC
$31.1B
$509K 0.01%
14,170
+343
+2% +$12.3K
32 33
34
35 36

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.