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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYV icon
826
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$230K 0.01%
+3,365
New +$232K
LOGM
827
DELISTED
LogMein, Inc.
LOGM
$230K 0.01%
2,580
– –
GOVT icon
828
iShares US Treasury Bond ETF
GOVT
$43.6B
$227K 0.01%
9,340
-2,290
-20% -$56.1K
WTRG icon
829
Essential Utilities
WTRG
$11.2B
$227K 0.01%
+6,152
New +$228K
PHG icon
830
Philips
PHG
$25.4B
$226K 0.01%
+6,402
New +$219K
ICE icon
831
CALL
Intercontinental Exchange
ICE
$82.4B
$225K 0.01%
+3,000
New +$226K
PANW icon
832
CALL
Palo Alto Networks
PANW
$264B
$225K 0.01%
+6,000
New +$218K
FCVT icon
833
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$224K 0.01%
+7,276
New +$221K
SPIP icon
834
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$223K 0.01%
8,172
– –
VCYT icon
835
Veracyte
VCYT
$4.52B
$223K 0.01%
23,380
+190
+0.8% +$2.1K
RAVI icon
836
FlexShares Ultra-Short Income Fund
RAVI
$1.47B
$222K 0.01%
+2,930
New +$221K
VMO icon
837
Invesco Municipal Opportunity Trust
VMO
$647M
$222K 0.01%
19,416
-1,023
-5% -$12K
OKTA icon
838
Okta
OKTA
$24.1B
$221K 0.01%
+3,141
New +$187K
AQMS icon
839
Aqua Metals
AQMS
$9.63M
$219K 0.01%
424
+24
+6% +$13K
HPQ icon
840
HP
HPQ
$23.5B
$219K 0.01%
+8,494
New +$205K
IYK icon
841
iShares US Consumer Staples ETF
IYK
$1.39B
$218K 0.01%
5,502
-729
-12% -$29.2K
VEEV icon
842
CALL
Veeva Systems
VEEV
$30.3B
$218K 0.01%
+2,000
New +$181K
AWF
843
AllianceBernstein Global High Income Fund
AWF
$867M
$217K 0.01%
18,637
-26,568
-59% -$308K
BLV icon
844
Vanguard Long-Term Bond ETF
BLV
$5.75B
$217K 0.01%
2,487
+5
+0.2% +$443
STX icon
845
Seagate
STX
$193B
$217K 0.01%
4,581
-37,935
-89% -$2.03M
CXP
846
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$217K 0.01%
+9,167
New +$213K
FDVV icon
847
Fidelity High Dividend ETF
FDVV
$10.1B
$216K 0.01%
+7,044
New +$214K
BAND
848
Bandwidth Inc
BAND
$1.91B
$215K 0.01%
+4,010
New +$177K
MNDT
849
DELISTED
Mandiant, Inc. Common Stock
MNDT
$215K 0.01%
+12,625
New +$202K
UN
850
DELISTED
Unilever NV New York Registry Shares
UN
$215K 0.01%
3,864
-75
-2% -$4.25K
32 33
34
35 36

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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.