Sigma Planning Corp’s Northern Trust Ultra-Short Fixed Income ETF RAVI Stock Holding History

Sigma Planning Corp’s Portfolio RAVI Stock Details RAVI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-11,937	Closed	-$895K	–	1287
2023 Q2	$895K	Buy	11,937 +1,035	+9%	+$77.4K	0.03%	503
2023 Q1	$815K	Buy	10,902 +76	+0.7%	+$5.68K	0.03%	590
2022 Q4	$805K	Buy	+10,826	New	+$804K	0.03%	565
2019 Q2	–	Sell	-3,070	Closed	-$232K	–	1035
2019 Q1	$232K	Buy	+3,070	New	+$231K	0.01%	786
2018 Q4	–	Sell	-2,930	Closed	-$222K	–	949
2018 Q3	$222K	Buy	+2,930	New	+$221K	0.01%	836

Other funds holding RAVI

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

LFA

Landmark Financial Advisors Bowling Green, Kentucky $278M AUM 11.67% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

IFA

Interactive Financial Advisors New Lenox, Illinois $164M AUM 18.28% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Sigma Planning Corp's RAVI Position: Q3 2023 in Review

Sigma Planning Corp sold out of Northern Trust Ultra-Short Fixed Income ETF (RAVI) in Q3 2023, closing a stake of 11,937 shares — an estimated $895K sold.

Sigma Planning Corp first reported a position in RAVI in Q3 2018 and held it in 5 quarters. The position peaked at $895K in Q2 2023. 64 funds tracked by Wall St. Rank hold RAVI as of Q3 2023.

Sigma Planning Corp reported no remaining Northern Trust Ultra-Short Fixed Income ETF position as of Q3 2023 after selling out during the quarter.
Sigma Planning Corp sold 11,937 Northern Trust Ultra-Short Fixed Income ETF shares in Q3 2023, an estimated $895K.
Sigma Planning Corp first reported a position in Northern Trust Ultra-Short Fixed Income ETF in Q3 2018 and held it in 5 quarters.
Sigma Planning Corp's Northern Trust Ultra-Short Fixed Income ETF position peaked at $895K in Q2 2023.
64 funds tracked by Wall St. Rank held Northern Trust Ultra-Short Fixed Income ETF as of Q3 2023.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.