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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLV icon
801
Vanguard Long-Term Bond ETF
BLV
$5.78B
$564K 0.02%
5,477
+762
+16% +$78.8K
IEO icon
802
iShares US Oil & Gas Exploration & Production ETF
IEO
$558M
$564K 0.02%
9,213
-3,976
-30% -$249K
OFS icon
803
OFS Capital
OFS
$46M
$562K 0.02%
51,579
-1,093
-2% -$12K
OXY icon
804
Occidental Petroleum
OXY
$54.6B
$562K 0.02%
19,399
+2,557
+15% +$80.2K
BOOT icon
805
Boot Barn
BOOT
$4.71B
$561K 0.02%
+4,563
New +$516K
ECPG icon
806
Encore Capital Group
ECPG
$2.03B
$561K 0.02%
9,031
+469
+5% +$26.4K
BOND icon
807
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$559K 0.02%
5,105
-5
-0.1% -$549
AVDV icon
808
Avantis International Small Cap Value ETF
AVDV
$18.9B
$558K 0.02%
8,640
+1,405
+19% +$91.2K
TSM icon
809
TSMC
TSM
$2.07T
$557K 0.02%
4,629
-2,472
-35% -$290K
SPLK
810
DELISTED
Splunk Inc
SPLK
$556K 0.02%
4,801
-132
-3% -$18.4K
FUBO icon
811
FuboTV Inc
FUBO
$256M
$555K 0.02%
2,981
+114
+4% +$32K
CMG icon
812
Chipotle Mexican Grill
CMG
$42.6B
$552K 0.02%
15,750
-8,750
-36% -$308K
SPYM
813
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$550K 0.02%
9,855
+1,124
+13% +$60.7K
VMI icon
814
Valmont Industries
VMI
$9.61B
$550K 0.02%
2,196
+594
+37% +$146K
CMA
815
DELISTED
Comerica
CMA
$548K 0.02%
6,301
+442
+8% +$37.9K
SNV
816
DELISTED
Synovus
SNV
$547K 0.02%
+11,425
New +$541K
TNDM icon
817
Tandem Diabetes Care
TNDM
$1.18B
$544K 0.02%
3,614
-50
-1% -$6.75K
INTU icon
818
Intuit
INTU
$83.1B
$543K 0.02%
844
+92
+12% +$56.8K
JHG
819
DELISTED
Janus Henderson
JHG
$539K 0.02%
12,859
+47
+0.4% +$2.08K
MSFT icon
820
CALL
Microsoft
MSFT
$2.89T
$538K 0.02%
1,600
+600
+60% +$195K
SNDX icon
821
Syndax Pharmaceuticals
SNDX
$1.82B
$538K 0.02%
24,590
-200
-0.8% -$3.69K
CHD icon
822
Church & Dwight Co
CHD
$23.4B
$537K 0.02%
5,238
-253
-5% -$22.9K
YUM icon
823
Yum! Brands
YUM
$40.7B
$536K 0.01%
3,858
-154
-4% -$19.7K
SYLD icon
824
Cambria Shareholder Yield ETF
SYLD
$992M
$534K 0.01%
+8,269
New +$529K
FEN
825
DELISTED
First Trust Energy Income and Growth Fund
FEN
$534K 0.01%
38,671
+910
+2% +$12.8K
31 32
33
34 35

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.