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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
WEC Energy
WEC
$37.7B
| $204K | 0.02% |
2,426
-3,231
| -57% | -$266K |
|
777
Essential Utilities
WTRG
$11.2B
| $203K | 0.02% |
5,442
-3,335
| -38% | -$116K |
|
778
Pitney Bowes
PBI
$2.42B
| $203K | 0.02% |
46,106
-48,303
| -51% | -$187K |
|
779
MSCI
MSCI
$40B
| $202K | 0.02% |
358
-257
| -42% | -$133K |
|
|
AWF
780
AllianceBernstein Global High Income Fund
AWF
$867M
| $197K | 0.02% |
19,419
+6,538
| +51% | +$63.2K |
|
781
PennantPark Floating Rate Capital
PFLT
$681M
| $196K | 0.02% |
16,204
-2,412
| -13% | -$26.3K |
|
782
Suburban Propane Partners
SPH
$1.23B
| $196K | 0.02% |
11,017
-7,592
| -41% | -$129K |
|
783
uniQure
QURE
$2.68B
| $195K | 0.02% |
28,745
-30,510
| -51% | -$202K |
|
784
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2B
| $194K | 0.02% |
10,429
-3,262
| -24% | -$59.4K |
|
|
APTO
785
DELISTED
Aptose Biosciences, Inc.
APTO
| $192K | 0.02% |
2,516
-2,344
| -48% | -$182K |
|
786
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
| $191K | 0.01% |
14,429
-23,957
| -62% | -$315K |
|
787
Amcor
AMCR
$20.6B
| $190K | 0.01% |
3,947
-7,320
| -65% | -$336K |
|
|
PR
788
Permian Resources
PR
$17.9B
| $184K | 0.01% |
+13,560
| New | +$186K |
|
789
IN8bio
INAB
$11.5M
| $182K | 0.01% |
4,408
-5,094
| -54% | -$163K |
|
|
GGN
790
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
| $177K | 0.01% |
47,096
-33,399
| -41% | -$123K |
|
|
GF
791
New Germany Fund
GF
$184M
| $170K | 0.01% |
19,447
+1
| +0% | +$8 |
|
792
DNP Select Income Fund
DNP
$4.18B
| $170K | 0.01% |
20,017
-19,446
| -49% | -$176K |
|
793
Petrobras
PBR
$121B
| $170K | 0.01% |
10,617
-15,505
| -59% | -$237K |
|
|
CIK
794
Credit Suisse Asset Management Income Fund
CIK
$133M
| $149K | 0.01% |
47,477
-47,284
| -50% | -$130K |
|
|
FEN
795
DELISTED
First Trust Energy Income and Growth Fund
FEN
| $145K | 0.01% |
10,018
-17,628
| -64% | -$249K |
|
796
Amplify Junior Silver Miners ETF
SILJ
$3.27B
| $142K | 0.01% |
14,154
-8,724
| -38% | -$78.7K |
|
797
SoFi Technologies
SOFI
$21.1B
| $139K | 0.01% |
13,993
-13,768
| -50% | -$109K |
|
798
Global Net Lease
GNL
$1.87B
| $138K | 0.01% |
13,892
-29,911
| -68% | -$262K |
|
799
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
| $137K | 0.01% |
11,327
-2,034
| -15% | -$22.7K |
|
800
NIO
NIO
$11.3B
| $130K | 0.01% |
14,316
-36,328
| -72% | -$288K |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.