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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWW icon
776
W.W. Grainger
GWW
$65.3B
$438K 0.02%
633
+120
+23% +$86.8K
EEM icon
777
iShares MSCI Emerging Markets ETF
EEM
$28B
$433K 0.02%
11,408
-14,605
-56% -$578K
TSM icon
778
TSMC
TSM
$2.09T
$433K 0.02%
4,978
+351
+8% +$33.2K
ROKU icon
779
Roku
ROKU
$21.1B
$432K 0.02%
6,122
-238
-4% -$18.4K
BOCT icon
780
Innovator US Equity Buffer ETF October
BOCT
$283M
$426K 0.02%
12,002
+374
+3% +$13.7K
SCZ icon
781
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$425K 0.02%
7,522
-20,285
-73% -$1.2M
BCSF icon
782
Bain Capital Specialty
BCSF
$802M
$425K 0.02%
+27,730
New +$420K
IAPR icon
783
Innovator International Developed Power Buffer ETF April
IAPR
$197M
$424K 0.02%
17,543
-8,883
-34% -$219K
VLUE icon
784
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$421K 0.02%
4,641
-214
-4% -$20.2K
GNL icon
785
Global Net Lease
GNL
$1.87B
$421K 0.02%
43,803
+28,381
+184% +$306K
DINO icon
786
HF Sinclair
DINO
$15.9B
$420K 0.02%
7,386
-85
-1% -$4.62K
IGF icon
787
iShares Global Infrastructure ETF
IGF
$11B
$420K 0.02%
9,706
-2,131
-18% -$98K
PID icon
788
Invesco International Dividend Achievers ETF
PID
$913M
$414K 0.02%
24,803
+6,287
+34% +$111K
DBEF icon
789
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$414K 0.02%
11,869
-12,379
-51% -$435K
SRE icon
790
Sempra
SRE
$60.8B
$414K 0.02%
6,087
+1,163
+24% +$83.9K
IEO icon
791
iShares US Oil & Gas Exploration & Production ETF
IEO
$573M
$414K 0.02%
4,242
+734
+21% +$69.7K
BCE icon
792
BCE
BCE
$19.9B
$412K 0.02%
10,802
-3,062
-22% -$129K
TPHD icon
793
Timothy Plan High Dividend Stock ETF
TPHD
$364M
$412K 0.02%
13,468
-5,944
-31% -$189K
LPX icon
794
Louisiana-Pacific
LPX
$5.2B
$411K 0.02%
7,443
-686
-8% -$45K
UMAY icon
795
Innovator US Equity Ultra Buffer ETF May
UMAY
$138M
$409K 0.02%
14,785
+147
+1% +$4.12K
APTO
796
DELISTED
Aptose Biosciences, Inc.
APTO
$408K 0.02%
+4,860
New +$573K
RIO icon
797
Rio Tinto
RIO
$148B
$407K 0.02%
6,388
-2,888
-31% -$184K
AN icon
798
AutoNation
AN
$6.97B
$403K 0.02%
2,662
-373
-12% -$59.5K
DFAS icon
799
Dimensional US Small Cap ETF
DFAS
$15.2B
$403K 0.02%
+7,678
New +$423K
EFAV icon
800
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$403K 0.02%
6,179
-3,805
-38% -$256K
30 31
32
33 34

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.