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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRO
776
DELISTED
Marathon Oil Corporation
MRO
$257K 0.02%
+11,036
New +$231K
MRSH
777
Marsh
MRSH
$86.3B
$256K 0.02%
3,092
-853
-22% -$72.3K
SIL icon
778
Global X Silver Miners ETF NEW
SIL
$4.08B
$256K 0.02%
10,581
-260
-2% -$6.78K
ALLE icon
779
Allegion
ALLE
$13B
$255K 0.02%
2,818
-9
-0.3% -$759
ILCG icon
780
iShares Morningstar Growth ETF
ILCG
$3.1B
$255K 0.02%
6,855
-1,130
-14% -$40.9K
FLR icon
781
Fluor
FLR
$7.29B
$254K 0.01%
+4,370
New +$238K
BDCS
782
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$254K 0.01%
12,240
– –
LII icon
783
Lennox International
LII
$18.8B
$253K 0.01%
+1,157
New +$252K
STAG icon
784
STAG Industrial
STAG
$7.86B
$253K 0.01%
9,203
+20
+0.2% +$557
APTS
785
DELISTED
Preferred Apartment Communities, Inc.
APTS
$253K 0.01%
14,413
+215
+2% +$3.75K
NVTA
786
DELISTED
Invitae Corporation
NVTA
$252K 0.01%
+15,090
New +$172K
RPAI
787
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$252K 0.01%
20,634
-1,384
-6% -$17.4K
TCF
788
DELISTED
TCF Financial Corporation Common Stock
TCF
$252K 0.01%
4,727
-1,052
-18% -$59.5K
VER
789
DELISTED
VEREIT, Inc.
VER
$251K 0.01%
6,923
-1,529
-18% -$58.3K
ECPG icon
790
Encore Capital Group
ECPG
$1.93B
$249K 0.01%
6,952
-91
-1% -$3.45K
GNMA icon
791
iShares GNMA Bond ETF
GNMA
$422M
$249K 0.01%
5,169
+631
+14% +$30.5K
INFY icon
792
Infosys
INFY
$45B
$249K 0.01%
24,436
-2,868
-11% -$29.2K
ANET icon
793
Arista Networks
ANET
$219B
$248K 0.01%
14,928
+1,456
+11% +$24.8K
PNQI icon
794
Invesco NASDAQ Internet ETF
PNQI
$501M
$248K 0.01%
9,210
-105
-1% -$2.89K
TOTL icon
795
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$248K 0.01%
5,254
-1,548
-23% -$73.4K
RHP icon
796
Ryman Hospitality Properties
RHP
$8.4B
$247K 0.01%
2,869
+2
+0.1% +$171
UNIT
797
Uniti Group
UNIT
$2.63B
$247K 0.01%
12,254
-1,904
-13% -$37.7K
BCPC
798
Balchem Corp
BCPC
$5.23B
$247K 0.01%
2,205
-130
-6% -$13.7K
NUE icon
799
Nucor
NUE
$56.4B
$245K 0.01%
3,859
+22
+0.6% +$1.41K
CMP icon
800
Compass Minerals
CMP
$1.24B
$244K 0.01%
3,635
+253
+7% +$16.5K
30 31
32
33 34

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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.