We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$1.06B
AUM Growth
+$31.6M
Cap. Flow
+$14.4M
Cap. Flow %
1.35%
Top 10 Hldgs %
17.93%
Holding
850
New
74
Increased
388
Reduced
308
Closed
60

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.9M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$4.82M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.31M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.03M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$2.01M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.88M
2
HDV
iShares Core High Dividend ETF
HDV
+$7.78M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.73M
5
BN icon
Brookfield
BN
+$2.25M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.09%
2 Technology 5.81%
3 Healthcare 4.95%
4 Industrials 4.94%
5 Financials 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTR
776
DELISTED
Frontier Communications Corp.
FTR
$50K ﹤0.01%
2,874
-365
-11% -$8.37K
KOPN icon
777
Kopin
KOPN
$796M
$48K ﹤0.01%
13,000
– –
REED
778
DELISTED
Reeds, Inc. Common Stock
REED
$47K ﹤0.01%
387
+8
+2% +$1.32K
TULP
779
Bloomia Holdings
TULP
$16.6M
$41K ﹤0.01%
5,757
– –
AUY
780
DELISTED
Yamana Gold, Inc.
AUY
$39K ﹤0.01%
16,161
-245
-1% -$661
ARTX
781
DELISTED
Arotech Corporation
ARTX
$36K ﹤0.01%
10,000
– –
BDSI
782
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$36K ﹤0.01%
12,859
-6,100
-32% -$12.9K
EGO icon
783
Eldorado Gold
EGO
$11.2B
$34K ﹤0.01%
2,557
– –
CYTO
784
DELISTED
Altamira Therapeutics Ltd
CYTO
– –
0
– –
AT
785
DELISTED
Atlantic Power Corporation
AT
$25K ﹤0.01%
+10,216
New +$25.4K
PLUG icon
786
Plug Power
PLUG
$3.03B
$24K ﹤0.01%
11,526
-500
-4% -$1.05K
UEC icon
787
Uranium Energy
UEC
$5.71B
$23K ﹤0.01%
+14,293
New +$20K
CDMO
788
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$21K ﹤0.01%
5,000
– –
PGH
789
DELISTED
Pengrowth Energy Corporation
PGH
$14K ﹤0.01%
+17,278
New +$15.7K
AGX icon
790
Argan
AGX
$5.86B
– –
-23,685
Closed -$1.57M
AIRG icon
791
Airgain
AIRG
$68.8M
– –
-34,697
Closed -$526K
AMZA icon
792
InfraCap MLP ETF
AMZA
$489M
– –
-1,397
Closed -$156K
AU icon
793
AngloGold Ashanti
AU
$55.2B
– –
-31,420
Closed -$338K
BCX icon
794
BlackRock Resources & Commodities Strategy Trust
BCX
$996M
– –
-14,209
Closed -$122K
BIDU icon
795
Baidu
BIDU
$33.7B
– –
-2,205
Closed -$380K
BIL icon
796
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.5B
– –
-10,716
Closed -$980K
BN icon
797
Brookfield
BN
$90B
– –
-172,892
Closed -$2.25M
CNP icon
798
CenterPoint Energy
CNP
$26.1B
– –
-26,399
Closed -$728K
DIG icon
799
ProShares Ultra Energy
DIG
$87.7M
– –
-12,761
Closed -$596K
DWAS icon
800
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$418M
– –
-5,175
Closed -$211K
30 31
32
33 34

Similar funds

PFM
Potomac Fund Management Miami, Florida $3.97B AUM 18.34% 1-Year Est. Return
NMERB
New Mexico Educational Retirement Board Santa Fe, New Mexico $3.98B AUM 43.29% 1-Year Est. Return
CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
APP
Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return
SCTC
Sanibel Captiva Trust Company Sanibel, Florida $4.02B AUM 34.36% 1-Year Est. Return

Sigma Planning Corp's Q2 2017 Portfolio in Review

As of Q2 2017, Sigma Planning Corp held 850 positions worth $1.06B, up 3.1% from $1.03B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2017 filing shows 74 new, 388 increased, 308 reduced and 60 closed positions. Its largest new stake was Cadence Design Systems: 56,674 shares worth $1.9M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $7.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q2 2017 buy was Cadence Design Systems: 56,674 shares worth $1.9M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q2 2017, an estimated $12.9M increase.
  • Sigma Planning Corp's biggest Q2 2017 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.88M.
  • Sigma Planning Corp fully exited Brookfield in Q2 2017, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.06B portfolio in Q2 2017.
  • Sigma Planning Corp opened 74 new positions and closed 60 in Q2 2017.
  • Sigma Planning Corp's portfolio value rose 3.1% quarter-over-quarter to $1.06B.

Based on Sigma Planning Corp's 13F filing for Q2 2017, filed 2 Aug 2017.