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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSL icon
751
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$581K 0.02%
12,666
-197
-2% -$9.06K
XJAN icon
752
FT Vest US Equity Enhance & Moderate Buffer ETF January
XJAN
$41.4M
$578K 0.02%
16,031
– –
VICI icon
753
VICI Properties
VICI
$29.5B
$577K 0.02%
17,697
-316
-2% -$10.4K
HALO icon
754
Halozyme
HALO
$9.66B
$576K 0.02%
+7,851
New +$522K
CMCSA icon
755
Comcast
CMCSA
$80.9B
$576K 0.02%
18,321
-2,606
-12% -$87.3K
LIN icon
756
Linde
LIN
$234B
$575K 0.02%
1,210
-86
-7% -$40.7K
RCL icon
757
Royal Caribbean
RCL
$81.8B
$575K 0.02%
1,776
-286
-14% -$95.6K
JPEM icon
758
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$384M
$574K 0.02%
9,727
+58
+0.6% +$3.35K
SHW icon
759
Sherwin-Williams
SHW
$80.7B
$574K 0.02%
1,657
-222
-12% -$78.3K
ADI icon
760
Analog Devices
ADI
$181B
$572K 0.02%
2,330
+10
+0.4% +$2.4K
CGCV
761
Capital Group Conservative Equity ETF
CGCV
$1.93B
$571K 0.02%
+18,927
New +$556K
CCL icon
762
Carnival Corporation Ltd
CCL
$37.1B
$570K 0.02%
19,726
+113
+0.6% +$3.41K
SWK icon
763
Stanley Black & Decker
SWK
$14.6B
$570K 0.02%
7,666
-16
-0.2% -$1.17K
FNY icon
764
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$585M
$569K 0.02%
6,213
-3,066
-33% -$265K
COR icon
765
Cencora
COR
$60.5B
$568K 0.02%
1,817
+21
+1% +$6.18K
OXY icon
766
Occidental Petroleum
OXY
$54.6B
$568K 0.02%
12,019
-1,691
-12% -$76.4K
SMLF icon
767
iShares US Small Cap Equity Factor ETF
SMLF
$4.1B
$567K 0.02%
7,633
+1,046
+16% +$74.8K
KBWB icon
768
Invesco KBW Bank ETF
KBWB
$6.88B
$567K 0.02%
+7,248
New +$546K
CMI icon
769
Cummins
CMI
$91.3B
$566K 0.02%
1,340
-350
-21% -$134K
GEHC icon
770
GE HealthCare
GEHC
$27.8B
$561K 0.02%
7,476
+419
+6% +$31.3K
SPEM icon
771
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
$559K 0.02%
11,945
+1,434
+14% +$63.8K
SCHR
772
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$558K 0.02%
22,204
-1,932
-8% -$48.3K
RSDE
773
FT Vest U.S. Equity Equal Weight Buffer ETF - December
RSDE
$32M
$554K 0.02%
25,705
-1,238
-5% -$26.2K
EXPE icon
774
Expedia Group
EXPE
$33.4B
$554K 0.02%
2,591
-2,620
-50% -$526K
DUSA icon
775
Davis Select US Equity ETF
DUSA
$1.26B
$553K 0.02%
+11,550
New +$544K
29 30
31
32 33

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.