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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYD icon
751
VanEck High Yield Muni ETF
HYD
$4.44B
$460K 0.02%
9,373
-487
-5% -$24.6K
CCL icon
752
Carnival Corporation Ltd
CCL
$36.1B
$460K 0.02%
33,513
+1,928
+6% +$32K
CASH icon
753
Pathward Financial
CASH
$1.81B
$460K 0.02%
9,975
+2
+0% +$100
FTNT icon
754
Fortinet
FTNT
$112B
$459K 0.02%
7,823
-1,036
-12% -$68.6K
NIO icon
755
NIO
NIO
$11.3B
$458K 0.02%
50,644
+5,794
+13% +$64.5K
SBLK icon
756
Star Bulk Carriers
SBLK
$3.14B
$456K 0.02%
23,674
-489
-2% -$8.71K
XMVM icon
757
Invesco S&P MidCap Value with Momentum ETF
XMVM
$499M
$456K 0.02%
9,951
-63
-0.6% -$2.97K
WEC icon
758
WEC Energy
WEC
$37.7B
$456K 0.02%
5,657
-11
-0.2% -$956
FLNG icon
759
FLEX LNG
FLNG
$1.67B
$456K 0.02%
15,108
+4,376
+41% +$135K
ALGN icon
760
Align Technology
ALGN
$12B
$453K 0.02%
+1,484
New +$513K
GSL icon
761
Global Ship Lease
GSL
$1.57B
$451K 0.02%
24,569
+299
+1% +$5.84K
JBHT icon
762
JB Hunt Transport Services
JBHT
$27.1B
$450K 0.02%
2,388
+288
+14% +$55.3K
BAPR icon
763
Innovator US Equity Buffer ETF April
BAPR
$403M
$450K 0.02%
12,871
-1,554
-11% -$55.8K
GNRC icon
764
Generac Holdings
GNRC
$11.9B
$448K 0.02%
4,109
-986
-19% -$122K
FAST icon
765
Fastenal
FAST
$54B
$446K 0.02%
16,330
+900
+6% +$25.6K
CP icon
766
Canadian Pacific Kansas City
CP
$82B
$445K 0.02%
5,977
+904
+18% +$71.7K
ADI icon
767
Analog Devices
ADI
$181B
$445K 0.02%
2,540
+404
+19% +$74.5K
IRM icon
768
Iron Mountain
IRM
$38.2B
$445K 0.02%
7,476
-979
-12% -$59.8K
AGNT
769
AGNT Inc
AGNT
$664M
$444K 0.02%
27,340
-1,030
-4% -$21.3K
RIV
770
RiverNorth Opportunities Fund
RIV
$308M
$443K 0.02%
42,146
+183
+0.4% +$2.05K
IVT icon
771
InvenTrust Properties
IVT
$2.84B
$442K 0.02%
18,581
+374
+2% +$8.99K
AGNC icon
772
AGNC Investment
AGNC
$12.3B
$442K 0.02%
46,858
+16,126
+52% +$160K
GLPI icon
773
Gaming and Leisure Properties
GLPI
$12.8B
$441K 0.02%
9,677
-113
-1% -$5.38K
MRSH
774
Marsh
MRSH
$86.3B
$439K 0.02%
2,308
+103
+5% +$19.7K
VICI icon
775
VICI Properties
VICI
$29.4B
$439K 0.02%
15,090
-5,789
-28% -$180K
29 30
31
32 33

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.