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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXT icon
751
Textron
TXT
$16.8B
$516K 0.02%
+7,281
New +$494K
RCKT icon
752
Rocket Pharmaceuticals
RCKT
$357M
$515K 0.02%
26,320
– –
RGNX icon
753
Regenxbio
RGNX
$624M
$514K 0.02%
22,671
-107
-0.5% -$2.42K
UTF icon
754
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$514K 0.02%
21,416
+191
+0.9% +$4.51K
IYK icon
755
iShares US Consumer Staples ETF
IYK
$1.41B
$513K 0.02%
7,590
-126
-2% -$8.29K
GNTX icon
756
Gentex
GNTX
$4.81B
$510K 0.02%
18,709
-104
-0.6% -$2.77K
REZ icon
757
iShares Residential and Multisector Real Estate ETF
REZ
$910M
$507K 0.02%
7,417
+29
+0.4% +$2.03K
RIV
758
RiverNorth Opportunities Fund
RIV
$309M
$506K 0.02%
41,245
-2,170
-5% -$27K
MFIC icon
759
MidCap Financial Investment
MFIC
$794M
$506K 0.02%
44,392
+369
+0.8% +$4.25K
POOL icon
760
Pool Corp
POOL
$6.75B
$505K 0.02%
1,671
-23
-1% -$7.29K
HYMB icon
761
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$505K 0.02%
20,632
-4,844
-19% -$118K
LPX icon
762
Louisiana-Pacific
LPX
$5.21B
$505K 0.02%
8,526
+1,871
+28% +$110K
WBD icon
763
Warner Bros
WBD
$64.2B
$501K 0.02%
52,852
-5,829
-10% -$65.8K
ICLN icon
764
iShares Global Clean Energy ETF
ICLN
$2.32B
$501K 0.02%
25,228
-3,893
-13% -$76.5K
CNA icon
765
CNA Financial
CNA
$14.7B
$497K 0.02%
11,751
+1,131
+11% +$46.4K
HYGV icon
766
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.08B
$496K 0.02%
12,441
-372
-3% -$14.9K
VTEB icon
767
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$493K 0.02%
9,968
-662
-6% -$32.4K
RPM icon
768
RPM International
RPM
$13.8B
$493K 0.02%
5,057
+7
+0.1% +$679
PTY icon
769
PIMCO Corporate & Income Opportunity Fund
PTY
$2.47B
$492K 0.02%
40,953
+368
+0.9% +$4.59K
CAH icon
770
Cardinal Health
CAH
$53.9B
$488K 0.02%
6,350
+520
+9% +$39.5K
AIVI icon
771
WisdomTree International AI Enhanced Value Fund
AIVI
$60.5M
$488K 0.02%
13,509
-1,616
-11% -$55.2K
BOCT icon
772
Innovator US Equity Buffer ETF October
BOCT
$283M
$487K 0.02%
15,332
+8,311
+118% +$262K
XHE icon
773
State Street SPDR S&P Health Care Equipment ETF
XHE
$158M
$486K 0.02%
5,408
-227
-4% -$20K
AM icon
774
Antero Midstream
AM
$10.6B
$484K 0.02%
44,847
-466
-1% -$4.95K
NET icon
775
Cloudflare
NET
$93B
$482K 0.02%
10,662
-1,570
-13% -$77.7K
29 30
31
32 33

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.