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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYGV icon
751
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.08B
$623K 0.02%
12,721
+4,646
+58% +$229K
BXMT icon
752
Blackstone Mortgage Trust
BXMT
$2.8B
$622K 0.02%
20,321
-770
-4% -$24.5K
DON icon
753
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$621K 0.02%
13,993
+163
+1% +$7.11K
WY icon
754
Weyerhaeuser
WY
$17.2B
$621K 0.02%
15,090
+196
+1% +$7.44K
CCS icon
755
Century Communities
CCS
$2.03B
$618K 0.02%
7,561
+1,820
+32% +$130K
HUM icon
756
Humana
HUM
$45.8B
$617K 0.02%
1,329
+101
+8% +$44.7K
FNDF icon
757
Schwab Fundamental International Large Company Index ETF
FNDF
$24.5B
$616K 0.02%
18,934
+1,272
+7% +$42K
SNDR icon
758
Schneider National
SNDR
$6.44B
$613K 0.02%
+22,790
New +$572K
ARKF icon
759
ARK Blockchain & Fintech Innovation ETF
ARKF
$742M
$612K 0.02%
14,972
-5,116
-25% -$247K
DFS
760
DELISTED
Discover Financial Services
DFS
$612K 0.02%
5,295
+564
+12% +$66.7K
FSMB icon
761
First Trust Short Duration Managed Municipal ETF
FSMB
$619M
$612K 0.02%
29,408
+3,296
+13% +$68.7K
GXO icon
762
GXO Logistics
GXO
$6.13B
$609K 0.02%
6,704
-62
-0.9% -$5.57K
HISF icon
763
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.6M
$609K 0.02%
11,995
+6,056
+102% +$304K
PD icon
764
PagerDuty
PD
$753M
$609K 0.02%
17,532
+8,713
+99% +$337K
SLB icon
765
SLB Ltd
SLB
$76.5B
$609K 0.02%
20,332
+11,285
+125% +$355K
NEA icon
766
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$606K 0.02%
38,820
+2,475
+7% +$37.7K
AUY
767
DELISTED
Yamana Gold, Inc.
AUY
$606K 0.02%
143,717
-15,125
-10% -$62.6K
FISV
768
Fiserv Inc
FISV
$27.9B
$605K 0.02%
5,829
-596
-9% -$61.6K
ET icon
769
Energy Transfer Partners
ET
$68.5B
$604K 0.02%
73,388
+52,555
+252% +$478K
CINF icon
770
Cincinnati Financial
CINF
$28.5B
$603K 0.02%
5,291
-127
-2% -$15K
TITN icon
771
Titan Machinery
TITN
$469M
$602K 0.02%
17,871
-20,035
-53% -$623K
DY icon
772
Dycom Industries
DY
$12.7B
$598K 0.02%
6,376
-360
-5% -$30.4K
DIVO icon
773
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.48B
$597K 0.02%
15,632
+3,488
+29% +$129K
IFRA icon
774
iShares US Infrastructure ETF
IFRA
$4.6B
$596K 0.02%
15,589
+542
+4% +$19.9K
QDEF icon
775
FlexShares Quality Dividend Defensive Index Fund
QDEF
$544M
$596K 0.02%
10,059
-102
-1% -$5.76K
29 30
31
32 33

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.