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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGT icon
726
Target
TGT
$69B
$606K 0.02%
6,197
+272
+5% +$25.1K
GNW icon
727
Genworth Financial
GNW
$3.75B
$605K 0.02%
66,974
-457
-0.7% -$3.98K
GCC icon
728
WisdomTree Enhanced Commodity Strategy Fund
GCC
$281M
$600K 0.02%
28,379
+44
+0.2% +$928
SWK icon
729
Stanley Black & Decker
SWK
$15.5B
$600K 0.02%
8,077
+411
+5% +$28.9K
FDLO icon
730
Fidelity Low Volatility Factor ETF
FDLO
$1.47B
$599K 0.02%
8,976
+811
+10% +$53.8K
FNV icon
731
Franco-Nevada
FNV
$46.5B
$599K 0.02%
1,591
-258
-14% -$52.3K
RSG icon
732
Republic Services
RSG
$65.7B
$598K 0.02%
2,821
-173
-6% -$37.2K
REGN icon
733
Regeneron Pharmaceuticals
REGN
$83.2B
$597K 0.02%
774
+260
+51% +$177K
QSIX
734
Pacer Metaurus Nasdaq 100 Dividend Multiplier 600 ETF
QSIX
$19.2M
$597K 0.02%
15,915
-8,048
-34% -$303K
CGMU icon
735
Capital Group Municipal Income ETF
CGMU
$6.57B
$596K 0.02%
21,770
+2,010
+10% +$55K
XJAN icon
736
FT Vest US Equity Enhance & Moderate Buffer ETF January
XJAN
$41.9M
$591K 0.02%
16,031
– –
DUSA icon
737
Davis Select US Equity ETF
DUSA
$1.28B
$588K 0.02%
11,503
-47
-0.4% -$2.31K
COPX icon
738
Global X Copper Miners ETF NEW
COPX
$8.34B
$588K 0.02%
8,068
-25
-0.3% -$1.6K
CCL icon
739
Carnival Corporation Ltd
CCL
$38B
$588K 0.02%
19,239
-487
-2% -$13.6K
FNY icon
740
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$601M
$587K 0.02%
6,441
+228
+4% +$20.9K
LHX icon
741
L3Harris
LHX
$54B
$585K 0.02%
1,993
+12
+0.6% +$3.47K
PTY icon
742
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
$584K 0.02%
45,272
+7,111
+19% +$96K
EME icon
743
Emcor
EME
$35.7B
$578K 0.02%
680
+94
+16% +$60.9K
CGGO icon
744
Capital Group Global Growth Equity ETF
CGGO
$11.9B
$572K 0.02%
16,269
+1,980
+14% +$68.4K
IAUG
745
Innovator International Developed Power Buffer ETF - August
IAUG
$49.4M
$571K 0.02%
20,059
-13,103
-40% -$368K
LGND icon
746
Ligand Pharmaceuticals
LGND
$6.42B
$567K 0.02%
+3,000
New +$576K
BMA icon
747
Banco Macro
BMA
$5.38B
$567K 0.02%
6,289
+79
+1% +$5.97K
BUFG icon
748
FT Vest Buffered Allocation Growth ETF
BUFG
$334M
$566K 0.02%
21,202
-5,247
-20% -$143K
STE icon
749
Steris
STE
$23.3B
$566K 0.02%
+2,232
New +$561K
CPRT icon
750
Copart
CPRT
$27.4B
$566K 0.02%
14,451
+191
+1% +$7.92K
28 29
30
31 32

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MAM
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BCP
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MIM
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.