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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXUS icon
726
iShares Core MSCI Total International Stock ETF
IXUS
$57.6B
$518K 0.02%
7,426
-336
-4% -$23.3K
IOT icon
727
Samsara
IOT
$20.4B
$518K 0.02%
13,518
-100
-0.7% -$4.66K
SBSW icon
728
Sibanye-Stillwater
SBSW
$5.99B
$518K 0.02%
112,996
+26,747
+31% +$101K
JPEM icon
729
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$383M
$517K 0.02%
9,807
+14
+0.1% +$736
CPRX
730
DELISTED
Catalyst Pharmaceutical
CPRX
$516K 0.02%
+21,275
New +$479K
PTC icon
731
PTC
PTC
$14.3B
$516K 0.02%
3,328
-959
-22% -$165K
KKR icon
732
KKR & Co
KKR
$91.3B
$513K 0.02%
4,440
-2,158
-33% -$297K
CHD icon
733
Church & Dwight Co
CHD
$23.5B
$513K 0.02%
4,658
-520
-10% -$55.7K
HRL icon
734
Hormel Foods
HRL
$14.3B
$509K 0.02%
16,439
-734
-4% -$21.8K
USXF icon
735
iShares ESG Advanced MSCI USA ETF
USXF
$1.41B
$505K 0.02%
10,819
-24,843
-70% -$1.23M
FENY icon
736
Fidelity MSCI Energy Index ETF
FENY
$1.97B
$502K 0.02%
19,644
-5,801
-23% -$144K
REGN icon
737
Regeneron Pharmaceuticals
REGN
$70.9B
$500K 0.02%
789
+7
+0.9% +$4.82K
GCC icon
738
WisdomTree Enhanced Commodity Strategy Fund
GCC
$270M
$500K 0.02%
25,501
– –
CARZ icon
739
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$45.1M
$499K 0.02%
9,343
-9,179
-50% -$534K
NLY icon
740
Annaly Capital Management
NLY
$17B
$499K 0.02%
24,574
-80
-0.3% -$1.65K
AM icon
741
Antero Midstream
AM
$10.5B
$497K 0.02%
27,634
+326
+1% +$5.4K
GXO icon
742
GXO Logistics
GXO
$6.08B
$497K 0.02%
12,713
+1,167
+10% +$48.7K
PJAN icon
743
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
$496K 0.02%
11,965
-2,538
-17% -$108K
PMAR icon
744
Innovator US Equity Power Buffer ETF March
PMAR
$756M
$496K 0.02%
12,412
+5,093
+70% +$206K
MTB icon
745
M&T Bank
MTB
$36.3B
$496K 0.02%
2,772
-26
-0.9% -$4.93K
TGRW icon
746
T. Rowe Price Growth Stock ETF
TGRW
$972M
$494K 0.02%
13,799
+3,416
+33% +$134K
HII icon
747
Huntington Ingalls Industries
HII
$11.3B
$494K 0.02%
2,419
+640
+36% +$121K
SWK icon
748
Stanley Black & Decker
SWK
$14.5B
$492K 0.02%
6,405
-9,267
-59% -$781K
HPE icon
749
Hewlett Packard
HPE
$62.5B
$492K 0.02%
31,889
-6,194
-16% -$123K
QURE icon
750
uniQure
QURE
$2.65B
$489K 0.02%
46,150
-595
-1% -$8.34K
28 29
30
31 32

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.