We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
Cap. Flow
-$1.54B
Cap. Flow %
-120.75%
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383

Top Buys

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$13.3M
2
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$4.14M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.81M
4
IOO icon
iShares Global 100 ETF
IOO
+$3.78M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$96.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77.7M
3
AMZN icon
Amazon
AMZN
+$31.1M
4
MSFT icon
Microsoft
MSFT
+$30.5M
5
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$25.6M

Sector Composition

Rank Sector Weight
1 Technology 11.58%
2 Healthcare 4.94%
3 Consumer Discretionary 4.41%
4 Financials 4.22%
5 Industrials 3.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COIN icon
726
Coinbase
COIN
$41.7B
$229K 0.02%
+1,316
New +$144K
GSL icon
727
Global Ship Lease
GSL
$1.57B
$229K 0.02%
11,544
-13,025
-53% -$237K
GXO icon
728
GXO Logistics
GXO
$6.06B
$228K 0.02%
3,734
-4,232
-53% -$237K
CGW icon
729
Invesco S&P Global Water Index ETF
CGW
$1.05B
$228K 0.02%
4,308
-6,539
-60% -$319K
FITB
730
Fifth Third Bancorp
FITB
$52B
$228K 0.02%
6,621
-8,233
-55% -$228K
SPSM icon
731
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17B
$227K 0.02%
5,384
-12,405
-70% -$467K
HCA icon
732
HCA Healthcare
HCA
$84.8B
$227K 0.02%
+838
New +$207K
DFCF icon
733
Dimensional Core Fixed Income ETF
DFCF
$10.7B
$227K 0.02%
5,352
-6,365
-54% -$260K
COR icon
734
Cencora
COR
$60.3B
$226K 0.02%
1,100
-914
-45% -$178K
APO icon
735
Apollo Global Management
APO
$70.7B
$225K 0.02%
+2,412
New +$213K
SQM icon
736
Sociedad Química y Minera de Chile
SQM
$19.6B
$225K 0.02%
3,730
-8,077
-68% -$427K
GPC icon
737
Genuine Parts
GPC
$17.1B
$224K 0.02%
1,617
-1,991
-55% -$273K
XT icon
738
iShares Future Exponential Technologies ETF
XT
$3.77B
$224K 0.02%
3,739
-837
-18% -$45.1K
AM icon
739
Antero Midstream
AM
$10.8B
$223K 0.02%
17,836
-38,736
-68% -$488K
RGNX icon
740
Regenxbio
RGNX
$623M
$223K 0.02%
12,430
-22,011
-64% -$388K
PID icon
741
Invesco International Dividend Achievers ETF
PID
$913M
$223K 0.02%
12,072
-12,731
-51% -$218K
RYLD icon
742
Global X Russell 2000 Covered Call ETF
RYLD
$1.36B
$222K 0.02%
13,286
-20,678
-61% -$343K
WMB icon
743
Williams Companies
WMB
$90.5B
$222K 0.02%
6,379
-25,878
-80% -$908K
RIOT icon
744
Riot Platforms
RIOT
$8.52B
$222K 0.02%
14,348
-9,633
-40% -$116K
VOX icon
745
Vanguard Communication Services ETF
VOX
$5.53B
$222K 0.02%
1,882
-2,791
-60% -$308K
XMVM icon
746
Invesco S&P MidCap Value with Momentum ETF
XMVM
$499M
$221K 0.02%
4,395
-5,556
-56% -$256K
SCHR
747
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$221K 0.02%
8,888
-17,992
-67% -$435K
IVT icon
748
InvenTrust Properties
IVT
$2.84B
$220K 0.02%
8,684
-9,897
-53% -$247K
LNT icon
749
Alliant Energy
LNT
$19.4B
$220K 0.02%
4,287
-1,063
-20% -$53K
IEO icon
750
iShares US Oil & Gas Exploration & Production ETF
IEO
$573M
$220K 0.02%
2,360
-1,882
-44% -$179K
28 29
30
31 32

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2023 Portfolio in Review

As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.

  • Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
  • Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
  • Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
  • Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
  • Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
  • Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.

Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.