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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAAS icon
726
Pan American Silver
PAAS
$18.6B
$655K 0.02%
26,225
+2,762
+12% +$69.6K
SUSB icon
727
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$655K 0.02%
25,519
-7,053
-22% -$182K
HZNP
728
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$651K 0.02%
6,044
-426
-7% -$46.5K
FID icon
729
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$166M
$644K 0.02%
36,436
-255
-0.7% -$4.52K
OGN icon
730
Organon & Co
OGN
$3.56B
$644K 0.02%
+21,141
New +$689K
PTY icon
731
PIMCO Corporate & Income Opportunity Fund
PTY
$2.47B
$644K 0.02%
38,927
+351
+0.9% +$6.25K
VRP icon
732
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$644K 0.02%
24,853
+6,116
+33% +$159K
VSTO
733
DELISTED
Vista Outdoor Inc.
VSTO
$643K 0.02%
13,950
+148
+1% +$6.33K
ADI icon
734
Analog Devices
ADI
$181B
$642K 0.02%
3,650
-581
-14% -$103K
FSLY icon
735
Fastly Inc
FSLY
$3.14B
$642K 0.02%
18,118
-3,387
-16% -$147K
IYG icon
736
iShares US Financial Services ETF
IYG
$2.16B
$642K 0.02%
9,975
+93
+0.9% +$6.06K
OUNZ icon
737
VanEck Merk Gold Trust
OUNZ
$2.53B
$642K 0.02%
36,131
-28,586
-44% -$499K
DKS icon
738
Dick's Sporting Goods
DKS
$18.4B
$641K 0.02%
5,577
-20,930
-79% -$2.51M
KLAC icon
739
KLA
KLAC
$266B
$641K 0.02%
14,900
+5,830
+64% +$225K
ORLY icon
740
O'Reilly Automotive
ORLY
$75.1B
$641K 0.02%
13,620
+690
+5% +$29.9K
ZGNX
741
DELISTED
Zogenix, Inc.
ZGNX
$635K 0.02%
39,060
-175
-0.4% -$2.56K
BLDR icon
742
Builders FirstSource
BLDR
$7.82B
$632K 0.02%
+7,372
New +$499K
GNTX icon
743
Gentex
GNTX
$4.88B
$630K 0.02%
18,070
-622
-3% -$22.1K
TSCO icon
744
Tractor Supply
TSCO
$16.7B
$630K 0.02%
13,200
+225
+2% +$9.85K
CHY
745
Calamos Convertible and High Income Fund
CHY
$1.02B
$629K 0.02%
38,848
-753
-2% -$12.2K
SMMD icon
746
iShares Russell 2500 ETF
SMMD
$3.57B
$629K 0.02%
9,469
+2,962
+46% +$197K
DTD icon
747
WisdomTree US Total Dividend Fund
DTD
$1.65B
$628K 0.02%
9,705
-17,589
-64% -$1.09M
OTIS icon
748
Otis Worldwide
OTIS
$27.9B
$628K 0.02%
7,215
-111
-2% -$9.29K
AMH icon
749
American Homes 4 Rent
AMH
$12B
$625K 0.02%
+14,328
New +$581K
BCE icon
750
BCE
BCE
$19.8B
$623K 0.02%
11,970
-401
-3% -$20.5K
28 29
30
31 32

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.