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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.56M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.33M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.97M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.74M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.73M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.97M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.82M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$4.39M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.18M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$4.04M

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Healthcare 6.21%
3 Energy 5.64%
4 Industrials 4.87%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UGAZ
726
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
$73K 0.01%
+3
New +$116K
EPM icon
727
Evolution Petroleum
EPM
$137M
$68K 0.01%
11,436
+87
+0.8% +$584
AMCC
728
DELISTED
Applied Micro Circuits Corporation New
AMCC
$68K 0.01%
13,250
+400
+3% +$2.2K
ALO
729
DELISTED
Alio Gold Inc
ALO
$59K 0.01%
8,661
-396
-4% -$3.64K
LYG icon
730
Lloyds Banking Group
LYG
$87.4B
$56K 0.01%
12,085
+100
+0.8% +$466
SSE
731
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$56K 0.01%
13,539
-13,928
-51% -$61.9K
CIM
732
Chimera Investment
CIM
$1.05B
$47K 0.01%
995
– –
ZIXI
733
DELISTED
Zix Corporation
ZIXI
$46K 0.01%
11,605
-6,162
-35% -$23.3K
PWE
734
DELISTED
Penn West Energy Petroleum Ltd
PWE
$46K 0.01%
27,626
-1,675
-6% -$3.09K
VVUS
735
DELISTED
Vivus Inc
VVUS
$46K 0.01%
1,850
– –
SD
736
DELISTED
SANDRIDGE ENERGY, INC.
SD
$41K 0.01%
23,156
-3,013
-12% -$5.06K
ARR
737
Armour Residential REIT
ARR
$2.02B
$40K 0.01%
319
-22
-6% -$2.88K
UWTI
738
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
$37K ﹤0.01%
+166
New +$49.6K
NSU
739
DELISTED
Nevsun Resources Ltd.
NSU
$37K ﹤0.01%
+10,872
New +$38.8K
HYF
740
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$32K ﹤0.01%
16,711
-15,905
-49% -$30.2K
ARTX
741
DELISTED
Arotech Corporation
ARTX
$31K ﹤0.01%
10,000
– –
HK
742
DELISTED
Halcon Resources Corporation
HK
$28K ﹤0.01%
104
+12
+13% +$3.55K
PLUG icon
743
Plug Power
PLUG
$2.92B
$27K ﹤0.01%
10,525
+300
+3% +$870
DNN icon
744
Denison Mines
DNN
$2.63B
$20K ﹤0.01%
25,599
-2,000
-7% -$1.76K
SCON
745
DELISTED
Superconductor Technologies Inc.
SCON
$16K ﹤0.01%
8
– –
DRYS
746
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
RVLT
747
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$11K ﹤0.01%
1,000
– –
XRA
748
DELISTED
Exeter Resources Corporation
XRA
$7K ﹤0.01%
13,500
-2,000
-13% -$1.09K
ADM icon
749
Archer Daniels Midland
ADM
$41.4B
– –
-20,644
Closed -$1.07M
AMAT icon
750
Applied Materials
AMAT
$426B
– –
-8,316
Closed -$207K
28 29
30
31 32

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Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.