Sigma Planning Corp’s VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, UWTI Stock Holding History

Sigma Planning Corp’s Portfolio UWTI Stock Details UWTI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-3,126	Closed	-$123K	–	794
2015 Q4	$123K	Buy	3,126 +193	+7%	+$15.2K	0.02%	638
2015 Q3	$312K	Buy	2,933 +2,752	+1,520%	+$390K	0.05%	417
2015 Q2	$59K	Buy	181 +15	+9%	+$5.03K	0.01%	689
2015 Q1	$37K	Buy	+166	New	+$49.6K	﹤0.01%	739

Other funds holding UWTI

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Exane Derivatives Paris, France $174M AUM 7.84% 1-Year Est. Return

AAA

Adams Asset Advisors Dallas, Texas $882M AUM 42% 1-Year Est. Return

Jump Trading Chicago, Illinois $150M AUM 17.61% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PFA

Paradigm Financial Advisors Des Peres, Missouri $453M AUM 28.51% 1-Year Est. Return

Geneva Advisors Chicago, Illinois $5.81B AUM 23.71% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Sigma Planning Corp's UWTI Position: Q1 2016 in Review

Sigma Planning Corp sold out of VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, (UWTI) in Q1 2016, closing a stake of 3,126 shares — an estimated $123K sold.

Sigma Planning Corp first reported a position in UWTI in Q1 2015 and held it in 4 quarters. The position peaked at $312K in Q3 2015. 37 funds tracked by Wall St. Rank hold UWTI as of Q1 2016.

Sigma Planning Corp reported no remaining VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, position as of Q1 2016 after selling out during the quarter.
Sigma Planning Corp sold 3,126 VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, shares in Q1 2016, an estimated $123K.
Sigma Planning Corp first reported a position in VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, in Q1 2015 and held it in 4 quarters.
Sigma Planning Corp's VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, position peaked at $312K in Q3 2015.
37 funds tracked by Wall St. Rank held VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, as of Q1 2016.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.