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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
51
Johnson & Johnson
JNJ
$625B
$11.8M 0.33%
56,956
+4,678
+9% +$925K
V icon
52
Visa
V
$677B
$11.4M 0.31%
32,470
-3,252
-9% -$1.11M
VEA icon
53
Vanguard FTSE Developed Markets ETF
VEA
$237B
$11.4M 0.31%
181,456
+2,393
+1% +$147K
IEFA icon
54
iShares Core MSCI EAFE ETF
IEFA
$196B
$11.3M 0.31%
126,760
+15,248
+14% +$1.35M
SDVY icon
55
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$11.2M 0.31%
291,682
-4,310
-1% -$164K
IUSV icon
56
iShares Core S&P US Value ETF
IUSV
$27.7B
$11.2M 0.31%
108,742
-19,487
-15% -$1.98M
RSP icon
57
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$10.6M 0.29%
55,806
+479
+0.9% +$90.9K
XLF icon
58
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$10.5M 0.29%
190,663
+21,750
+13% +$1.16M
MU icon
59
Micron Technology
MU
$991B
$10.5M 0.29%
36,634
+9,574
+35% +$2.2M
XOM icon
60
ExxonMobil
XOM
$634B
$10.4M 0.29%
86,191
+8,400
+11% +$974K
QUAL icon
61
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$10.3M 0.29%
52,011
-3,477
-6% -$683K
BIV icon
62
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$10.3M 0.28%
131,178
-9,368
-7% -$733K
IMCG icon
63
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.12B
$10.2M 0.28%
127,905
+2,373
+2% +$193K
USIG icon
64
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$9.78M 0.27%
188,950
+5,624
+3% +$293K
MUB icon
65
iShares National Muni Bond ETF
MUB
$45.9B
$9.72M 0.27%
90,725
-3,798
-4% -$407K
AMD icon
66
Advanced Micro Devices
AMD
$789B
$9.57M 0.26%
43,934
-2,697
-6% -$606K
VIG icon
67
Vanguard Dividend Appreciation ETF
VIG
$114B
$9.5M 0.26%
43,207
+794
+2% +$173K
NEE icon
68
NextEra Energy
NEE
$177B
$9.4M 0.26%
117,200
+12,766
+12% +$1.06M
IEMG icon
69
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$9.26M 0.26%
137,682
+2,553
+2% +$171K
WM icon
70
Waste Management
WM
$91B
$9.2M 0.25%
41,587
+1,356
+3% +$289K
CRWD icon
71
CrowdStrike
CRWD
$218B
$8.94M 0.25%
77,172
+6,912
+10% +$880K
BALT icon
72
Innovator Defined Wealth Shield ETF
BALT
$2.79B
$8.9M 0.25%
265,399
+84
+0% +$2.78K
IOO icon
73
iShares Global 100 ETF
IOO
$9.5B
$8.7M 0.24%
68,647
-12,099
-15% -$1.5M
JEPI icon
74
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$8.69M 0.24%
151,743
-38,329
-20% -$2.19M
VUG icon
75
Vanguard Morningstar Growth ETF
VUG
$230B
$8.58M 0.24%
105,480
+5,964
+6% +$484K
1 2
3
4 5

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MAM
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LWCA
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AS
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BCP
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MIM
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JSW
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.