We are live on
!
Find out more
Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.62B
AUM Growth
+$105M
(+3%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.01%
Top 10 Holdings %
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119
Avg Time Held Equity + Options
4.2
years
Top 10 Avg Time Held Equity + Options
5.9
years
Top 20 Avg Time Held Equity + Options
4.4
years
Avg Time Held Equity only
4.2
years
Top 10 Avg Time Held Equity only
6
years
Top 20 Avg Time Held Equity only
4.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$4.06M |
| 2 |
FT Vest US Equity Buffer ETF October
FOCT
|
+$4.04M |
| 3 |
BlackRock Large Cap Value ETF
BLCV
|
+$4M |
| 4 |
Leuthold Select Industries ETF
LST
|
+$2.86M |
| 5 |
Capital Group Dividend Value ETF
CGDV
|
+$2.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$4.13M |
| 2 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$3.22M |
| 3 |
Astera Labs
ALAB
|
+$3.17M |
| 4 |
Palantir
PLTR
|
+$2.77M |
| 5 |
MP Materials
MP
|
+$2.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.83% |
| 2 | Technology | 15.25% |
| 3 | Consumer Discretionary | 4.18% |
| 4 | Financials | 4.09% |
| 5 | Communication Services | 3.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
Johnson & Johnson
JNJ
$610B
| $11.8M | 0.33% |
56,956
+4,678
| +9% | +$925K |
2014 Q4
44 quarters
|
|
52
Visa
V
$750B
| $11.4M | 0.31% |
32,470
-3,252
| -9% | -$1.11M |
2014 Q4
44 quarters
|
|
53
Vanguard FTSE Developed Markets ETF
VEA
$228B
| $11.4M | 0.31% |
181,456
+2,393
| +1% | +$147K |
2014 Q4
44 quarters
|
|
54
iShares Core MSCI EAFE ETF
IEFA
$190B
| $11.3M | 0.31% |
126,760
+15,248
| +14% | +$1.35M |
2014 Q4
44 quarters
|
|
55
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11B
| $11.2M | 0.31% |
291,682
-4,310
| -1% | -$164K |
2021 Q1
19 quarters
|
|
56
iShares Core S&P US Value ETF
IUSV
$27.9B
| $11.2M | 0.31% |
108,742
-19,487
| -15% | -$1.98M |
2016 Q2
38 quarters
|
|
57
Invesco S&P 500 Equal Weight ETF
RSP
$98.2B
| $10.6M | 0.29% |
55,806
+479
| +0.9% | +$90.9K |
2014 Q4
44 quarters
|
|
58
State Street Financial Select Sector SPDR ETF
XLF
$51.4B
| $10.5M | 0.29% |
190,663
+21,750
| +13% | +$1.16M |
2014 Q4
44 quarters
|
|
59
Micron Technology
MU
$1.05T
| $10.5M | 0.29% |
36,634
+9,574
| +35% | +$2.2M |
2016 Q3
37 quarters
|
|
60
ExxonMobil
XOM
$718B
| $10.4M | 0.29% |
86,191
+8,400
| +11% | +$974K |
2014 Q4
44 quarters
|
|
61
iShares MSCI USA Quality Factor ETF
QUAL
$48.9B
| $10.3M | 0.29% |
52,011
-3,477
| -6% | -$683K |
2018 Q3
29 quarters
|
|
62
Vanguard Intermediate-Term Bond ETF
BIV
$28.4B
| $10.3M | 0.28% |
131,178
-9,368
| -7% | -$733K |
2014 Q4
44 quarters
|
|
63
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.07B
| $10.2M | 0.28% |
127,905
+2,373
| +2% | +$193K |
2014 Q4
44 quarters
|
|
64
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.7B
| $9.78M | 0.27% |
188,950
+5,624
| +3% | +$293K |
2023 Q4
8 quarters
|
|
65
iShares National Muni Bond ETF
MUB
$49.2B
| $9.72M | 0.27% |
90,725
-3,798
| -4% | -$407K |
2014 Q4
44 quarters
|
|
66
Advanced Micro Devices
AMD
$918B
| $9.57M | 0.26% |
43,934
-2,697
| -6% | -$606K |
2017 Q1
35 quarters
|
|
67
Vanguard Dividend Appreciation ETF
VIG
$113B
| $9.5M | 0.26% |
43,207
+794
| +2% | +$173K |
2014 Q4
44 quarters
|
|
68
NextEra Energy
NEE
$165B
| $9.4M | 0.26% |
117,200
+12,766
| +12% | +$1.06M |
2014 Q4
44 quarters
|
|
69
iShares Core MSCI Emerging Markets ETF
IEMG
$154B
| $9.26M | 0.26% |
137,682
+2,553
| +2% | +$171K |
2014 Q4
44 quarters
|
|
70
Waste Management
WM
$89.6B
| $9.2M | 0.25% |
41,587
+1,356
| +3% | +$289K |
2014 Q4
44 quarters
|
|
71
CrowdStrike
CRWD
$250B
| $8.94M | 0.25% |
77,172
+6,912
| +10% | +$880K |
2020 Q2
22 quarters
|
|
72
Innovator Defined Wealth Shield ETF
BALT
$3.12B
| $8.9M | 0.25% |
265,399
+84
| +0% | +$2.78K |
2022 Q3
13 quarters
|
|
73
iShares Global 100 ETF
IOO
$9.31B
| $8.7M | 0.24% |
68,647
-12,099
| -15% | -$1.5M |
2018 Q1
31 quarters
|
|
74
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
| $8.69M | 0.24% |
151,743
-38,329
| -20% | -$2.19M |
2021 Q1
19 quarters
|
|
75
Vanguard Morningstar Growth ETF
VUG
$232B
| $8.58M | 0.24% |
105,480
+5,964
| +6% | +$484K |
2014 Q4
44 quarters
|
|
Similar funds
DAM
RPGK
Sigma Planning Corp's Q4 2025 Portfolio in Review
As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Consumer Discretionary.
- Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
- Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
- Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
- Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
- Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
- Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.
Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.