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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHI icon
51
iShares US Medical Devices ETF
IHI
$3.02B
$12.7M 0.36%
193,425
+1,179
+0.6% +$75.5K
VLUE icon
52
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$12.4M 0.35%
113,141
+1,879
+2% +$198K
XLV icon
53
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$12.2M 0.34%
86,919
+24,253
+39% +$3.22M
PTBD icon
54
Pacer Trendpilot US Bond ETF
PTBD
$87M
$12M 0.34%
446,357
-136,771
-23% -$3.68M
XLF icon
55
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$11.9M 0.33%
306,017
+54,597
+22% +$2.15M
VO icon
56
Vanguard Mid-Cap ETF
VO
$106B
$11.9M 0.33%
187,452
+29,032
+18% +$1.82M
COST icon
57
Costco
COST
$415B
$11.9M 0.33%
20,987
+1,796
+9% +$920K
FVD icon
58
First Trust Value Line Dividend Fund
FVD
$8.29B
$11.8M 0.33%
274,977
+11,195
+4% +$463K
FTCS icon
59
First Trust Capital Strength ETF
FTCS
$7.88B
$11.7M 0.33%
138,595
-19,500
-12% -$1.56M
F icon
60
Ford
F
$57.3B
$11.6M 0.32%
556,906
+23,414
+4% +$431K
ARKK icon
61
ARK Innovation ETF
ARKK
$5.89B
$11.4M 0.32%
120,328
+5,284
+5% +$577K
FDN icon
62
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$11.4M 0.32%
50,219
+450
+0.9% +$107K
ISTB icon
63
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$11.1M 0.31%
220,648
-8,045
-4% -$407K
BRK.B icon
64
Berkshire Hathaway Class B
BRK.B
$1.07T
$10.8M 0.3%
36,270
-702
-2% -$201K
CRM icon
65
Salesforce
CRM
$134B
$10.7M 0.3%
42,006
+1,452
+4% +$408K
VTV icon
66
Vanguard Value ETF
VTV
$189B
$10.5M 0.29%
71,244
+5,703
+9% +$814K
WMT icon
67
Walmart Inc
WMT
$871B
$10.4M 0.29%
215,835
-8,904
-4% -$425K
VB icon
68
Vanguard Small-Cap ETF
VB
$79.5B
$9.51M 0.27%
42,073
+2,586
+7% +$588K
ADBE icon
69
Adobe
ADBE
$89.5B
$9.44M 0.26%
16,642
+695
+4% +$434K
BAC icon
70
Bank of America
BAC
$435B
$9.41M 0.26%
211,456
+14,679
+7% +$669K
VTI icon
71
Vanguard Total Stock Market ETF
VTI
$654B
$9.4M 0.26%
38,917
+5,309
+16% +$1.25M
PYPL icon
72
PayPal
PYPL
$49.5B
$9.35M 0.26%
49,569
-12,227
-20% -$2.65M
BX icon
73
Blackstone
BX
$104B
$9.2M 0.26%
71,091
-21,685
-23% -$2.89M
SOXX icon
74
iShares Semiconductor ETF
SOXX
$44.2B
$9.1M 0.25%
50,346
+960
+2% +$161K
T icon
75
AT&T
T
$165B
$9.07M 0.25%
487,981
-24,535
-5% -$459K
1 2
3
4 5

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.