We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.73B
Cap. Flow %
54.4%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.61%
2 Technology 12.93%
3 Healthcare 4.37%
4 Consumer Discretionary 4.33%
5 Financials 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
701
Exelon
EXC
$43.9B
$583K 0.02%
15,529
+7,535
+94% +$269K
DES icon
702
WisdomTree US SmallCap Dividend Fund
DES
$2.13B
$582K 0.02%
17,823
+8,601
+93% +$269K
FMHI icon
703
First Trust Municipal High Income ETF
FMHI
$1.03B
$582K 0.02%
12,085
+5,667
+88% +$271K
IYC icon
704
iShares US Consumer Discretionary ETF
IYC
$1.15B
$582K 0.02%
+7,095
New +$553K
RYLD icon
705
Global X Russell 2000 Covered Call ETF
RYLD
$1.36B
$581K 0.02%
34,360
+21,074
+159% +$348K
RGNX icon
706
Regenxbio
RGNX
$542M
$581K 0.02%
27,575
+15,145
+122% +$269K
DGX icon
707
Quest Diagnostics
DGX
$27.3B
$579K 0.02%
4,352
+2,557
+142% +$332K
CHI
708
Calamos Convertible Opportunities and Income Fund
CHI
$980M
$579K 0.02%
+50,997
New +$555K
ECPG icon
709
Encore Capital Group
ECPG
$2.12B
$576K 0.02%
12,635
+7,755
+159% +$382K
OC icon
710
Owens Corning
OC
$9.84B
$576K 0.02%
3,450
+1,291
+60% +$197K
VCR icon
711
Vanguard Consumer Discretionary ETF
VCR
$5.76B
$574K 0.02%
+1,805
New +$551K
VBK icon
712
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23B
$573K 0.02%
+2,198
New +$540K
PMAY icon
713
Innovator US Equity Power Buffer ETF May
PMAY
$811M
$573K 0.02%
17,654
+8,548
+94% +$274K
NVS icon
714
Novartis
NVS
$268B
$572K 0.02%
5,908
+3,546
+150% +$364K
FXH icon
715
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
$570K 0.02%
+5,201
New +$550K
IYR icon
716
iShares US Real Estate ETF
IYR
$4.25B
$568K 0.02%
6,319
+3,466
+121% +$306K
FJUL icon
717
FT Vest US Equity Buffer ETF July
FJUL
$1.29B
$567K 0.02%
12,754
-1,819
-12% -$78.2K
LQDW icon
718
iShares Investment Grade Corporate Bond BuyWrite Strategy ETF
LQDW
$318M
$567K 0.02%
+19,339
New +$567K
COR icon
719
Cencora
COR
$59B
$564K 0.02%
2,322
+1,222
+111% +$281K
POOL icon
720
Pool Corp
POOL
$6.09B
$563K 0.02%
1,394
+753
+117% +$294K
MGM icon
721
MGM Resorts International
MGM
$9.64B
$561K 0.02%
11,873
+3,342
+39% +$146K
BUFG icon
722
FT Vest Buffered Allocation Growth ETF
BUFG
$333M
$559K 0.02%
24,830
+14,900
+150% +$326K
GNW icon
723
Genworth Financial
GNW
$3.87B
$555K 0.02%
86,336
+45,229
+110% +$283K
CHD icon
724
Church & Dwight Co
CHD
$22.5B
$552K 0.02%
+5,294
New +$529K
HACK icon
725
Amplify Cybersecurity ETF
HACK
$3.11B
$552K 0.02%
8,604
+4,141
+93% +$263K
27 28
29
30 31

Similar funds

PFM
Potomac Fund Management Miami, Florida $3.97B AUM 18.34% 1-Year Est. Return
NMERB
New Mexico Educational Retirement Board Santa Fe, New Mexico $3.98B AUM 43.29% 1-Year Est. Return
CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
APP
Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return
SCTC
Sanibel Captiva Trust Company Sanibel, Florida $4.02B AUM 34.36% 1-Year Est. Return

Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.73B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.