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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.74B
Cap. Flow %
54.58%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Technology 12.93%
2 Healthcare 4.36%
3 Consumer Discretionary 4.33%
4 Financials 3.96%
5 Industrials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
701
Exelon
EXC
$48.4B
$583K 0.02%
15,529
+7,535
+94% +$269K
DES icon
702
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$582K 0.02%
17,823
+8,601
+93% +$269K
FMHI icon
703
First Trust Municipal High Income ETF
FMHI
$993M
$582K 0.02%
12,085
+5,667
+88% +$271K
IYC icon
704
iShares US Consumer Discretionary ETF
IYC
$1.16B
$582K 0.02%
+7,095
New +$553K
RYLD icon
705
Global X Russell 2000 Covered Call ETF
RYLD
$1.37B
$581K 0.02%
34,360
+21,074
+159% +$348K
RGNX icon
706
Regenxbio
RGNX
$615M
$581K 0.02%
27,575
+15,145
+122% +$269K
DGX icon
707
Quest Diagnostics
DGX
$26B
$579K 0.02%
4,352
+2,557
+142% +$332K
CHI
708
Calamos Convertible Opportunities and Income Fund
CHI
$994M
$579K 0.02%
+50,997
New +$555K
ECPG icon
709
Encore Capital Group
ECPG
$2.06B
$576K 0.02%
12,635
+7,755
+159% +$382K
OC icon
710
Owens Corning
OC
$11.5B
$576K 0.02%
3,450
+1,291
+60% +$197K
VCR icon
711
Vanguard Consumer Discretionary ETF
VCR
$6.01B
$574K 0.02%
+1,805
New +$551K
VBK icon
712
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$573K 0.02%
+2,198
New +$540K
PMAY icon
713
Innovator US Equity Power Buffer ETF May
PMAY
$807M
$573K 0.02%
17,654
+8,548
+94% +$274K
NVS icon
714
Novartis
NVS
$304B
$572K 0.02%
5,908
+3,546
+150% +$364K
FXH icon
715
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$570K 0.02%
+5,201
New +$550K
IYR icon
716
iShares US Real Estate ETF
IYR
$4.76B
$568K 0.02%
6,319
+3,466
+121% +$306K
FJUL icon
717
FT Vest US Equity Buffer ETF July
FJUL
$1.2B
$567K 0.02%
12,754
-1,819
-12% -$78.2K
LQDW icon
718
iShares Investment Grade Corporate Bond BuyWrite Strategy ETF
LQDW
$269M
$567K 0.02%
+19,339
New +$567K
COR icon
719
Cencora
COR
$62.2B
$564K 0.02%
2,322
+1,222
+111% +$281K
POOL icon
720
Pool Corp
POOL
$7B
$563K 0.02%
1,394
+753
+117% +$294K
MGM icon
721
MGM Resorts International
MGM
$11.8B
$561K 0.02%
11,873
+3,342
+39% +$146K
BUFG icon
722
FT Vest Buffered Allocation Growth ETF
BUFG
$325M
$559K 0.02%
24,830
+14,900
+150% +$326K
GNW icon
723
Genworth Financial
GNW
$3.85B
$555K 0.02%
86,336
+45,229
+110% +$283K
CHD icon
724
Church & Dwight Co
CHD
$23.7B
$552K 0.02%
+5,294
New +$529K
HACK icon
725
Amplify Cybersecurity ETF
HACK
$2.65B
$552K 0.02%
8,604
+4,141
+93% +$263K
27 28
29
30 31

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Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.74B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.