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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDRR icon
701
Fidelity Dividend ETF for Rising Rates
FDRR
$733M
$684K 0.02%
15,072
+3,229
+27% +$141K
TAN icon
702
Invesco Solar ETF
TAN
$1.48B
$682K 0.02%
8,861
-1,001
-10% -$87.7K
FDD icon
703
First Trust STOXX European Select Dividend Income Fund
FDD
$861M
$680K 0.02%
47,159
-3,327
-7% -$47.1K
ITA icon
704
iShares US Aerospace & Defense ETF
ITA
$14.4B
$680K 0.02%
6,616
-296
-4% -$30.9K
MCHP icon
705
Microchip Technology
MCHP
$42.3B
$680K 0.02%
7,806
+224
+3% +$18.1K
TFFP
706
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$679K 0.02%
3,060
+24
+0.8% +$4.64K
BUD icon
707
AB InBev
BUD
$156B
$678K 0.02%
11,205
+414
+4% +$24.1K
CIK
708
Credit Suisse Asset Management Income Fund
CIK
$135M
$677K 0.02%
197,427
+2,310
+1% +$7.96K
UL icon
709
Unilever
UL
$132B
$677K 0.02%
11,191
+2,652
+31% +$158K
ARCB icon
710
ArcBest
ARCB
$3.31B
$675K 0.02%
5,632
+1,406
+33% +$143K
UFOX
711
Defiance Space and Connective Tech ETF
UFOX
$840M
$675K 0.02%
16,182
-107
-0.7% -$4.22K
P
712
Everpure Inc
P
$24.7B
$671K 0.02%
+20,617
New +$598K
NVS icon
713
Novartis
NVS
$297B
$669K 0.02%
7,650
-4,132
-35% -$343K
IRM icon
714
Iron Mountain
IRM
$37.8B
$667K 0.02%
12,741
-135
-1% -$6.38K
MGC icon
715
Vanguard Mega Cap 300 Index ETF
MGC
$9.86B
$667K 0.02%
3,965
-307
-7% -$50.1K
USRT icon
716
iShares Core US REIT ETF
USRT
$4.73B
$666K 0.02%
9,857
-771
-7% -$49K
SPY icon
717
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$665K 0.02%
1,400
-700
-33% -$321K
CHTR icon
718
Charter Communications
CHTR
$15.7B
$664K 0.02%
1,018
+128
+14% +$87.2K
PANW icon
719
Palo Alto Networks
PANW
$259B
$664K 0.02%
7,152
+1,116
+18% +$96.5K
MIY icon
720
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$663K 0.02%
43,223
+1,722
+4% +$26.3K
PARA
721
DELISTED
Paramount Global Class B
PARA
$660K 0.02%
21,883
-14,961
-41% -$516K
LZB icon
722
La-Z-Boy
LZB
$1.62B
$659K 0.02%
18,147
-24
-0.1% -$837
PSEP icon
723
Innovator US Equity Power Buffer ETF September
PSEP
$842M
$659K 0.02%
21,698
-6,845
-24% -$205K
WEC icon
724
WEC Energy
WEC
$37.1B
$659K 0.02%
6,790
-99
-1% -$9.05K
AVUV icon
725
Avantis US Small Cap Value ETF
AVUV
$30.3B
$657K 0.02%
8,240
+1,531
+23% +$122K
27 28
29
30 31

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.