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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CASH icon
676
Pathward Financial
CASH
$1.82B
$604K 0.02%
9,151
-31
-0.3% -$1.99K
BAUG icon
677
Innovator US Equity Buffer ETF August
BAUG
$198M
$603K 0.02%
14,098
+968
+7% +$40.1K
CTAS icon
678
Cintas
CTAS
$84.1B
$603K 0.02%
2,929
+777
+36% +$150K
NVS icon
679
Novartis
NVS
$298B
$602K 0.02%
5,230
-288
-5% -$32.7K
DFAS icon
680
Dimensional US Small Cap ETF
DFAS
$15.3B
$600K 0.02%
9,245
-1,124
-11% -$70.4K
VRIG icon
681
Invesco Variable Rate Investment Grade ETF
VRIG
$1.8B
$599K 0.02%
23,863
-26,626
-53% -$669K
GNW icon
682
Genworth Financial
GNW
$3.81B
$595K 0.02%
86,796
-810
-0.9% -$5.33K
CMI icon
683
Cummins
CMI
$89.1B
$594K 0.02%
1,835
+21
+1% +$6.22K
QTEC icon
684
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.44B
$592K 0.02%
3,097
+87
+3% +$16.4K
FALN icon
685
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$590K 0.02%
21,595
-935
-4% -$25.1K
PJUL icon
686
Innovator US Equity Power Buffer ETF July
PJUL
$1.22B
$590K 0.02%
14,575
-327
-2% -$12.9K
SKT icon
687
Tanger
SKT
$4.82B
$586K 0.02%
17,675
+5
+0% +$146
PMAY icon
688
Innovator US Equity Power Buffer ETF May
PMAY
$806M
$585K 0.02%
16,602
-1,320
-7% -$45.6K
DFAC icon
689
Dimensional US Core Equity 2 ETF
DFAC
$47.4B
$581K 0.02%
16,952
+3,311
+24% +$109K
NNN icon
690
NNN REIT
NNN
$9.44B
$577K 0.02%
11,900
-481
-4% -$22.2K
IXUS icon
691
iShares Core MSCI Total International Stock ETF
IXUS
$57.4B
$576K 0.02%
7,930
-35,438
-82% -$2.45M
GMAY icon
692
FT Vest US Equity Moderate Buffer ETF May
GMAY
$525M
$574K 0.02%
15,842
-985
-6% -$34.9K
FN icon
693
Fabrinet
FN
$16.4B
$569K 0.02%
2,408
-39
-2% -$9.03K
BKNG icon
694
Booking.com
BKNG
$143B
$568K 0.02%
3,375
+425
+14% +$65.2K
VONV icon
695
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$567K 0.02%
6,802
+706
+12% +$56.4K
ICVT icon
696
iShares Convertible Bond ETF
ICVT
$7.18B
$566K 0.02%
+6,771
New +$544K
NICE icon
697
Nice
NICE
$5.5B
$565K 0.02%
3,255
-128
-4% -$22K
GSL icon
698
Global Ship Lease
GSL
$1.56B
$563K 0.02%
21,140
-316
-1% -$8.11K
DES icon
699
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$563K 0.02%
16,322
-196
-1% -$6.51K
KLAC icon
700
KLA
KLAC
$257B
$561K 0.02%
7,250
+800
+12% +$62.8K
26 27
28
29 30

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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.