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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
(-19%)
Cap. Flow
-$109M
Cap. Flow
% of AUM
-7.95%
Top 10 Holdings %
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$9.3M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$6.09M |
| 3 |
Fidelity MSCI Utilities Index ETF
FUTY
|
+$4.48M |
| 4 |
NextEra Energy
NEE
|
+$3.58M |
| 5 |
Fidelity MSCI Real Estate Index ETF
FREL
|
+$3.46M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$9.25M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$8.45M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$8.33M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$7.91M |
| 5 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.61% |
| 2 | Financials | 4.8% |
| 3 | Healthcare | 4.66% |
| 4 | Industrials | 4.14% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
| $250K | 0.02% |
2,368
-608
| -20% | -$63.7K |
|
677
Tilray
TLRY
$479M
| $250K | 0.02% |
355
+156
| +78% | +$171K |
|
|
VER
678
DELISTED
VEREIT, Inc.
VER
| $250K | 0.02% |
6,997
+74
| +1% | +$2.75K |
|
679
Jack Henry & Associates
JKHY
$10.7B
| $247K | 0.02% |
1,956
-410
| -17% | -$58.2K |
|
680
Motorola Solutions
MSI
$69.4B
| $247K | 0.02% |
2,149
+77
| +4% | +$9.56K |
|
681
ManpowerGroup
MAN
$2.39B
| $246K | 0.02% |
+3,804
| New | +$289K |
|
682
iShares Mortgage Real Estate ETF
REM
$542M
| $246K | 0.02% |
6,168
-568
| -8% | -$24.1K |
|
683
iShares Semiconductor ETF
SOXX
$44.2B
| $246K | 0.02% |
4,704
-42,216
| -90% | -$2.32M |
|
684
Nuveen Select Maturities Municipal Fund
NIM
$117M
| $243K | 0.02% |
25,325
+500
| +2% | +$4.77K |
|
685
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$655M
| $243K | 0.02% |
4,380
-275
| -6% | -$16.3K |
|
686
Trade Desk
TTD
$8.13B
| $241K | 0.02% |
20,760
-1,300
| -6% | -$16.3K |
|
687
AutoNation
AN
$6.97B
| $239K | 0.02% |
6,695
-1,009
| -13% | -$38.2K |
|
688
STAG Industrial
STAG
$7.86B
| $239K | 0.02% |
9,626
+423
| +5% | +$11.1K |
|
689
XPO
XPO
$25B
| $239K | 0.02% |
12,135
+136
| +1% | +$3.77K |
|
|
HA
690
DELISTED
Hawaiian Holdings, Inc.
HA
| $239K | 0.02% |
9,051
| – | – |
|
|
FBC
691
DELISTED
Flagstar Bancorp, Inc. New
FBC
| $238K | 0.02% |
9,014
| – | – |
|
692
United Rentals
URI
$71.1B
| $235K | 0.02% |
+2,288
| New | +$276K |
|
693
Sonoco
SON
$5.76B
| $234K | 0.02% |
4,400
+59
| +1% | +$3.24K |
|
694
Skyworks Solutions
SWKS
$9.06B
| $234K | 0.02% |
3,492
-2,761
| -44% | -$213K |
|
695
Fortive
FTV
$19B
| $233K | 0.02% |
5,457
-190
| -3% | -$8.93K |
|
696
Infosys
INFY
$45B
| $233K | 0.02% |
24,495
+59
| +0.2% | +$563 |
|
697
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
| $233K | 0.02% |
4,839
-2,076
| -30% | -$99K |
|
|
RESN
698
DELISTED
Resonant Inc.
RESN
| $233K | 0.02% |
175,350
+14,350
| +9% | +$35K |
|
699
Check Point Software Technologies
CHKP
$13.3B
| $232K | 0.02% |
2,260
-315
| -12% | -$34.6K |
|
700
iShares US Financial Services ETF
IYG
$2.13B
| $232K | 0.02% |
6,204
-1,851
| -23% | -$76.3K |
|
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Sigma Planning Corp's Q4 2018 Portfolio in Review
As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.
By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.
- Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
- Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
- Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
- Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
- Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.