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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$1.06B
AUM Growth
+$31.6M
Cap. Flow
+$14.4M
Cap. Flow %
1.35%
Top 10 Hldgs %
17.93%
Holding
850
New
74
Increased
388
Reduced
308
Closed
60

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.9M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$4.82M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.31M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.03M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$2.01M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.88M
2
HDV
iShares Core High Dividend ETF
HDV
+$7.78M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.73M
5
BN icon
Brookfield
BN
+$2.25M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.09%
2 Technology 5.81%
3 Healthcare 4.95%
4 Industrials 4.94%
5 Financials 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCEF icon
676
Invesco CEF Income Composite ETF
PCEF
$807M
$216K 0.02%
9,136
-178
-2% -$4.19K
PFLT icon
677
PennantPark Floating Rate Capital
PFLT
$733M
$215K 0.02%
+15,231
New +$213K
X
678
DELISTED
US Steel
X
$214K 0.02%
9,662
+1,696
+21% +$40.2K
ALLE icon
679
Allegion
ALLE
$13.4B
$213K 0.02%
2,620
-32
-1% -$2.5K
ISCV icon
680
iShares Morningstar Small-Cap Value ETF
ISCV
$702M
$213K 0.02%
4,527
-162
-3% -$7.63K
VIOO icon
681
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.26B
$213K 0.02%
+3,336
New +$210K
GSBD icon
682
Goldman Sachs BDC
GSBD
$1.12B
$212K 0.02%
9,431
-845
-8% -$19.9K
VGSH icon
683
Vanguard Short-Term Treasury ETF
VGSH
$34.7B
$212K 0.02%
3,482
-218
-6% -$13.3K
WFC.PRL icon
684
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.52B
$212K 0.02%
+162
New +$206K
DJP icon
685
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$873M
$211K 0.02%
9,311
+353
+4% +$8.05K
DY icon
686
Dycom Industries
DY
$9.06B
$211K 0.02%
+2,359
New +$229K
HPE icon
687
Hewlett Packard
HPE
$69B
$211K 0.02%
16,370
-5,572
-25% -$77.6K
PEG icon
688
Public Service Enterprise Group
PEG
$36.7B
$211K 0.02%
+4,917
New +$217K
XYZ
689
Block Inc
XYZ
$49.7B
$211K 0.02%
+8,993
New +$186K
JFR icon
690
Nuveen Floating Rate Income Fund
JFR
$1.23B
$210K 0.02%
17,727
-20,295
-53% -$239K
UTG icon
691
Reaves Utility Income Fund
UTG
$3.53B
$210K 0.02%
6,121
-1,169
-16% -$40.5K
MRCC
692
DELISTED
Monroe Capital Corp
MRCC
$209K 0.02%
13,751
-932
-6% -$14.5K
YUM icon
693
Yum! Brands
YUM
$41.1B
$208K 0.02%
+2,818
New +$196K
GAP
694
The Gap Inc
GAP
$7.88B
$208K 0.02%
9,444
-146
-2% -$3.47K
AIG icon
695
American International
AIG
$39.8B
$207K 0.02%
3,316
-364
-10% -$22.6K
IGE icon
696
iShares North American Natural Resources ETF
IGE
$776M
$207K 0.02%
6,530
+59
+0.9% +$1.94K
ADBE icon
697
Adobe
ADBE
$106B
$206K 0.02%
+1,458
New +$200K
DES icon
698
WisdomTree US SmallCap Dividend Fund
DES
$2.2B
$206K 0.02%
7,692
-54
-0.7% -$1.45K
TOL icon
699
Toll Brothers
TOL
$13.1B
$206K 0.02%
+5,216
New +$195K
DPLO
700
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$206K 0.02%
13,924
+1,250
+10% +$20.8K
26 27
28
29 30

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Sigma Planning Corp's Q2 2017 Portfolio in Review

As of Q2 2017, Sigma Planning Corp held 850 positions worth $1.06B, up 3.1% from $1.03B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2017 filing shows 74 new, 388 increased, 308 reduced and 60 closed positions. Its largest new stake was Cadence Design Systems: 56,674 shares worth $1.9M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $7.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q2 2017 buy was Cadence Design Systems: 56,674 shares worth $1.9M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q2 2017, an estimated $12.9M increase.
  • Sigma Planning Corp's biggest Q2 2017 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.88M.
  • Sigma Planning Corp fully exited Brookfield in Q2 2017, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.06B portfolio in Q2 2017.
  • Sigma Planning Corp opened 74 new positions and closed 60 in Q2 2017.
  • Sigma Planning Corp's portfolio value rose 3.1% quarter-over-quarter to $1.06B.

Based on Sigma Planning Corp's 13F filing for Q2 2017, filed 2 Aug 2017.