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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$724M
AUM Growth
-$30.4M
Cap. Flow
-$19.5M
Cap. Flow %
-2.69%
Top 10 Hldgs %
17.17%
Holding
812
New
60
Increased
296
Reduced
325
Closed
105

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.3M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.03M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.46M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$3.26M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.68M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$5.22M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.78M
3
IYR icon
iShares US Real Estate ETF
IYR
+$3.82M
4
NRF
NorthStar Realty Finance Corp.
NRF
+$2.15M
5
GYLD icon
Arrow Dow Jones Global Yield ETF
GYLD
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 6.76%
2 Healthcare 6.45%
3 Energy 4.81%
4 Consumer Staples 4.58%
5 Financials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCZ
676
Virtus Convertible & Income Fund II
NCZ
$292M
$92K 0.01%
3,076
+200
+7% +$6.44K
UGAZ
677
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
$92K 0.01%
3
– –
AUY
678
DELISTED
Yamana Gold, Inc.
AUY
$85K 0.01%
28,413
+6,416
+29% +$23.4K
AWP
679
abrdn Global Premier Properties Fund
AWP
$377M
$84K 0.01%
4,324
+491
+13% +$10.1K
DHY
680
Credit Suisse High Yield Credit Fund
DHY
$238M
$84K 0.01%
32,684
-8,266
-20% -$23K
MFA
681
MFA Financial
MFA
$929M
$84K 0.01%
2,838
+41
+1% +$1.29K
AMCC
682
DELISTED
Applied Micro Circuits Corporation New
AMCC
$82K 0.01%
12,100
-1,150
-9% -$7.02K
ARAY icon
683
Accuray
ARAY
$28.4M
$73K 0.01%
+10,850
New +$80.8K
LYG icon
684
Lloyds Banking Group
LYG
$87.4B
$66K 0.01%
12,102
+17
+0.1% +$89
XRDC
685
DELISTED
Crossroads Capital, Inc
XRDC
$66K 0.01%
14,728
-9,749
-40% -$48.8K
PSLV icon
686
Sprott Physical Silver Trust
PSLV
$11.9B
$63K 0.01%
+10,287
New +$65.4K
PWE
687
DELISTED
Penn West Energy Petroleum Ltd
PWE
$63K 0.01%
36,527
+8,901
+32% +$18.4K
UWTI
688
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
$59K 0.01%
181
+15
+9% +$5.03K
ALO
689
DELISTED
Alio Gold Inc
ALO
$51K 0.01%
8,571
-90
-1% -$568
NSU
690
DELISTED
Nevsun Resources Ltd.
NSU
$41K 0.01%
10,872
– –
ARR
691
Armour Residential REIT
ARR
$2.02B
$36K 0.01%
320
+1
+0.3% +$122
HYF
692
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$30K ﹤0.01%
16,809
+98
+0.6% +$184
NBG
693
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$27K ﹤0.01%
+25,300
New +$32.7K
HK
694
DELISTED
Halcon Resources Corporation
HK
$27K ﹤0.01%
133
+29
+28% +$6.91K
ARTX
695
DELISTED
Arotech Corporation
ARTX
$24K ﹤0.01%
10,000
– –
SD
696
DELISTED
SANDRIDGE ENERGY, INC.
SD
$22K ﹤0.01%
24,956
+1,800
+8% +$2.65K
GDP
697
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$21K ﹤0.01%
+11,100
New +$34.6K
DNN icon
698
Denison Mines
DNN
$2.63B
$19K ﹤0.01%
25,599
– –
DRYS
699
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
XRA
700
DELISTED
Exeter Resources Corporation
XRA
$7K ﹤0.01%
13,500
– –
26 27
28
29 30

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Sigma Planning Corp's Q2 2015 Portfolio in Review

As of Q2 2015, Sigma Planning Corp held 812 positions worth $724M, down 4% from $755M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q2 2015 filing shows 60 new, 296 increased, 325 reduced and 105 closed positions. Its largest new stake was CyberArk: 29,510 shares worth $1.85M. The largest sale was iPath S&P VEQTOR ETN, an estimated $5.22M.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q2 2015 buy was CyberArk: 29,510 shares worth $1.85M.
  • Sigma Planning Corp added most to iShares Core S&P Mid-Cap ETF in Q2 2015, an estimated $6.3M increase.
  • Sigma Planning Corp's biggest Q2 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $5.22M.
  • Sigma Planning Corp fully exited Arrow Dow Jones Global Yield ETF in Q2 2015, selling an estimated $2.09M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $724M portfolio in Q2 2015.
  • Sigma Planning Corp opened 60 new positions and closed 105 in Q2 2015.
  • Sigma Planning Corp's portfolio value fell 4% quarter-over-quarter to $724M.

Based on Sigma Planning Corp's 13F filing for Q2 2015, filed 14 Jul 2015.