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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
651
American Electric Power
AEP
$67B
$726K 0.02%
6,296
-1,467
-19% -$173K
ECH icon
652
iShares MSCI Chile ETF
ECH
$1.06B
$725K 0.02%
17,918
+4,968
+38% +$180K
VCR icon
653
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$723K 0.02%
1,836
-266
-13% -$104K
FLEX icon
654
Flex
FLEX
$44.6B
$723K 0.02%
+11,965
New +$739K
FIXD icon
655
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$716K 0.02%
16,154
-19,491
-55% -$868K
BJUN icon
656
Innovator US Equity Buffer ETF June
BJUN
$322M
$714K 0.02%
15,270
– –
KKR icon
657
KKR & Co
KKR
$92.2B
$713K 0.02%
4,345
+275
+7% +$34.2K
DDWM icon
658
WisdomTree Dynamic International Equity Fund
DDWM
$1.5B
$713K 0.02%
16,372
-1,581
-9% -$67.1K
TDVG icon
659
T. Rowe Price Dividend Growth ETF
TDVG
$1.45B
$709K 0.02%
15,769
+537
+4% +$23.9K
SPHD icon
660
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$709K 0.02%
14,772
-753
-5% -$36.3K
THC icon
661
Tenet Healthcare
THC
$21B
$709K 0.02%
3,568
+212
+6% +$42.8K
TRFK icon
662
Pacer Data and Digital Revolution ETF
TRFK
$1.01B
$708K 0.02%
11,055
+6,151
+125% +$418K
EFC
663
Ellington Financial
EFC
$1.68B
$708K 0.02%
52,146
+1,303
+3% +$17.7K
AHR icon
664
American Healthcare REIT
AHR
$10.8B
$704K 0.02%
14,969
+639
+4% +$29.6K
QXO
665
QXO Inc
QXO
$16.8B
$703K 0.02%
36,468
+2,406
+7% +$46.1K
NVS icon
666
Novartis
NVS
$297B
$703K 0.02%
5,097
-6,071
-54% -$795K
JCPB icon
667
JPMorgan Core Plus Bond ETF
JCPB
$14.1B
$702K 0.02%
14,836
+153
+1% +$7.28K
SLYG icon
668
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.19B
$702K 0.02%
9,408
+526
+6% +$49.7K
NTRA icon
669
Natera
NTRA
$45.9B
$700K 0.02%
+3,056
New +$637K
MDIV icon
670
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$696K 0.02%
44,304
-5,248
-11% -$82.8K
VCLT icon
671
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.76B
$695K 0.02%
9,168
-734
-7% -$56.6K
SIVR icon
672
abrdn Physical Silver Shares ETF
SIVR
$4.5B
$693K 0.02%
10,238
+3,237
+46% +$170K
OMFL icon
673
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.87B
$692K 0.02%
11,326
+519
+5% +$31.3K
SMCI icon
674
Super Micro Computer
SMCI
$20.7B
$691K 0.02%
23,674
-2,242
-9% -$92.3K
CGCB icon
675
Capital Group Core Bond ETF
CGCB
$5.76B
$691K 0.02%
26,063
+567
+2% +$15.1K
25 26
27
28 29

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MAM
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AS
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BCP
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MIM
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JSW
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SCM
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.