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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.74B
Cap. Flow %
54.58%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Technology 12.93%
2 Healthcare 4.36%
3 Consumer Discretionary 4.33%
4 Financials 3.96%
5 Industrials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACWI icon
651
iShares MSCI ACWI ETF
ACWI
$32.5B
$671K 0.02%
6,095
+3,658
+150% +$384K
GWW icon
652
W.W. Grainger
GWW
$66B
$671K 0.02%
659
+408
+163% +$380K
IDCC icon
653
InterDigital
IDCC
$6.72B
$670K 0.02%
6,294
+3,845
+157% +$406K
PSEP icon
654
Innovator US Equity Power Buffer ETF September
PSEP
$843M
$670K 0.02%
18,345
+11,568
+171% +$412K
FCOM icon
655
Fidelity MSCI Communication Services Index ETF
FCOM
$1.8B
$669K 0.02%
13,492
+964
+8% +$45.7K
TBIL
656
F/m US Treasury 3 Month Bill Fund
TBIL
$7.19B
$663K 0.02%
+13,258
New +$662K
PNR icon
657
Pentair
PNR
$10.8B
$662K 0.02%
7,752
+4,866
+169% +$369K
PDI icon
658
PIMCO Dynamic Income Fund
PDI
$7.42B
$661K 0.02%
34,290
-7,964
-19% -$151K
NSC icon
659
Norfolk Southern
NSC
$76.1B
$661K 0.02%
2,594
+1,125
+77% +$278K
CROX icon
660
Crocs
CROX
$6.75B
$660K 0.02%
4,586
+2,054
+81% +$234K
BFH icon
661
Bread Financial
BFH
$4.36B
$656K 0.02%
+17,618
New +$625K
BSCS icon
662
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.55B
$653K 0.02%
+32,553
New +$654K
OUSA icon
663
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$754M
$649K 0.02%
13,125
+7,780
+146% +$371K
MSTR icon
664
Strategy Inc
MSTR
$35.1B
$643K 0.02%
+3,770
New +$344K
KKR icon
665
KKR & Co
KKR
$92.2B
$639K 0.02%
+6,350
New +$584K
ASML icon
666
ASML
ASML
$608B
$638K 0.02%
657
+325
+98% +$288K
HBAN icon
667
Huntington Bancshares
HBAN
$35B
$631K 0.02%
+45,197
New +$585K
IWD icon
668
iShares Russell 1000 Value ETF
IWD
$82.2B
$629K 0.02%
3,510
+1,159
+49% +$196K
FBT icon
669
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.85B
$627K 0.02%
4,074
+1,514
+59% +$231K
PTY icon
670
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$624K 0.02%
41,994
+27,565
+191% +$388K
SQM icon
671
Sociedad Química y Minera de Chile
SQM
$19.1B
$624K 0.02%
12,685
+8,955
+240% +$421K
SCHR
672
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$621K 0.02%
25,300
+16,412
+185% +$403K
DBEF icon
673
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.16B
$619K 0.02%
+15,132
New +$585K
FICS icon
674
First Trust International Developed Capital Strength ETF
FICS
$219M
$617K 0.02%
17,626
+11,237
+176% +$384K
ALB icon
675
Albemarle
ALB
$13.3B
$616K 0.02%
4,675
+2,616
+127% +$322K
25 26
27
28 29

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SL
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SCM
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BPS
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VPC
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ACM
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WWA
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GCM
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Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.74B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.