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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.74B
Cap. Flow %
54.58%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Technology 12.93%
2 Healthcare 4.36%
3 Consumer Discretionary 4.33%
4 Financials 3.96%
5 Industrials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTG icon
626
Reaves Utility Income Fund
UTG
$3.57B
$704K 0.02%
26,112
+14,058
+117% +$371K
BKLN icon
627
Invesco Senior Loan ETF
BKLN
$6.97B
$703K 0.02%
+33,247
New +$702K
DIVO icon
628
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.55B
$703K 0.02%
18,082
+11,784
+187% +$442K
INTU icon
629
Intuit
INTU
$85.6B
$702K 0.02%
+1,079
New +$689K
HSY icon
630
Hershey
HSY
$37.2B
$701K 0.02%
3,603
+1,781
+98% +$344K
SLYG icon
631
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.08B
$698K 0.02%
8,002
+4,790
+149% +$399K
IXN icon
632
iShares Global Tech ETF
IXN
$8.1B
$697K 0.02%
9,318
+3,908
+72% +$281K
IYJ icon
633
iShares US Industrials ETF
IYJ
$2B
$697K 0.02%
+5,541
New +$655K
SHEL icon
634
Shell
SHEL
$238B
$696K 0.02%
10,383
+4,739
+84% +$304K
FNX icon
635
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$693K 0.02%
+6,112
New +$644K
COMT icon
636
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.17B
$691K 0.02%
25,586
+14,524
+131% +$374K
FXN icon
637
First Trust Energy AlphaDEX Fund
FXN
$371M
$689K 0.02%
36,784
-5,317
-13% -$89.8K
CGW icon
638
Invesco S&P Global Water Index ETF
CGW
$1.06B
$687K 0.02%
12,369
+8,061
+187% +$426K
RCKT icon
639
Rocket Pharmaceuticals
RCKT
$343M
$686K 0.02%
25,480
+13,610
+115% +$387K
MNST icon
640
Monster Beverage
MNST
$95.6B
$686K 0.02%
11,574
+5,798
+100% +$333K
BSX icon
641
Boston Scientific
BSX
$68.5B
$685K 0.02%
10,007
+6,016
+151% +$387K
VOX icon
642
Vanguard Communication Services ETF
VOX
$5.69B
$685K 0.02%
5,221
+3,339
+177% +$419K
CGCB icon
643
Capital Group Core Bond ETF
CGCB
$5.73B
$685K 0.02%
+26,337
New +$687K
BAB icon
644
Invesco Taxable Municipal Bond ETF
BAB
$1.03B
$682K 0.02%
25,692
+10,187
+66% +$271K
SUSA icon
645
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
$682K 0.02%
6,245
+2,234
+56% +$233K
HUBB icon
646
Hubbell
HUBB
$25.6B
$679K 0.02%
1,636
+980
+149% +$355K
DEO icon
647
Diageo
DEO
$49.4B
$678K 0.02%
4,557
+2,867
+170% +$420K
VMBS icon
648
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$677K 0.02%
14,851
+8,726
+142% +$398K
LHX icon
649
L3Harris
LHX
$56.9B
$672K 0.02%
3,154
+1,808
+134% +$380K
DDOG icon
650
Datadog
DDOG
$89.3B
$672K 0.02%
5,434
+2,256
+71% +$284K
24 25
26
27 28

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VPC
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Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.74B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.