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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSLV icon
626
Sprott Physical Silver Trust
PSLV
$12B
$824K 0.02%
102,789
-100,500
-49% -$818K
ZM icon
627
Zoom
ZM
$26.7B
$817K 0.02%
4,441
+75
+2% +$17.6K
AA icon
628
Alcoa
AA
$11.6B
$815K 0.02%
13,672
-30,454
-69% -$1.53M
QURE icon
629
uniQure
QURE
$2.63B
$815K 0.02%
39,292
+125
+0.3% +$3.58K
FDVV icon
630
Fidelity High Dividend ETF
FDVV
$10.1B
$812K 0.02%
20,140
+1,749
+10% +$68.4K
DGX icon
631
Quest Diagnostics
DGX
$25.6B
$811K 0.02%
4,688
+312
+7% +$47.5K
RGNX icon
632
Regenxbio
RGNX
$622M
$808K 0.02%
24,696
-117
-0.5% -$3.98K
VTR icon
633
Ventas
VTR
$48.7B
$806K 0.02%
15,762
+1,581
+11% +$82.6K
IEUR icon
634
iShares Core MSCI Europe ETF
IEUR
$8.8B
$804K 0.02%
13,830
+716
+5% +$41.4K
ICF icon
635
iShares Select U.S. REIT ETF
ICF
$2.12B
$799K 0.02%
10,497
+2,197
+26% +$155K
RVTY icon
636
Revvity
RVTY
$12.1B
$798K 0.02%
3,969
+163
+4% +$29.5K
NNN icon
637
NNN REIT
NNN
$9.36B
$794K 0.02%
16,513
+801
+5% +$36.7K
ROP icon
638
Roper Technologies
ROP
$37.1B
$793K 0.02%
1,612
+66
+4% +$31.4K
PID icon
639
Invesco International Dividend Achievers ETF
PID
$919M
$792K 0.02%
+42,889
New +$778K
STX icon
640
Seagate
STX
$185B
$792K 0.02%
7,007
+1,182
+20% +$115K
RA
641
Brookfield Real Assets Income Fund
RA
$704M
$790K 0.02%
37,402
+9,737
+35% +$210K
FNV icon
642
Franco-Nevada
FNV
$41.4B
$789K 0.02%
5,708
+745
+15% +$103K
NMAI icon
643
Nuveen Multi-Asset Income Fund
NMAI
$459M
$788K 0.02%
+42,268
New +$769K
MDYG icon
644
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.85B
$787K 0.02%
9,652
-9
-0.1% -$721
APO icon
645
Apollo Global Management
APO
$71.6B
$786K 0.02%
10,858
-645
-6% -$46.5K
SPYG icon
646
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.6B
$786K 0.02%
10,841
-1,009
-9% -$70.4K
AZN icon
647
AstraZeneca
AZN
$263B
$779K 0.02%
6,686
-2,117
-24% -$249K
CHPT icon
648
ChargePoint
CHPT
$140M
$779K 0.02%
+2,044
New +$906K
FMB icon
649
First Trust Managed Municipal ETF
FMB
$2.04B
$779K 0.02%
13,668
-325
-2% -$18.5K
LOUP icon
650
Innovator Deepwater Frontier Tech ETF
LOUP
$205M
$778K 0.02%
14,513
+709
+5% +$38.6K
24 25
26
27 28

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.