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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
626
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$598K 0.02%
1,600
– –
INDA icon
627
iShares MSCI India ETF
INDA
$6.79B
$596K 0.02%
14,819
+1,861
+14% +$68K
BAX icon
628
Baxter International
BAX
$12.5B
$595K 0.02%
7,409
-225
-3% -$17.8K
HBAN icon
629
Huntington Bancshares
HBAN
$34.7B
$595K 0.02%
47,123
+7,387
+19% +$83.9K
MGV icon
630
Vanguard Mega Cap Value ETF
MGV
$13.3B
$595K 0.02%
6,856
-20,290
-75% -$1.66M
PSCH icon
631
Invesco S&P SmallCap Health Care ETF
PSCH
$162M
$593K 0.02%
10,467
-1,089
-9% -$54.3K
NNN icon
632
NNN REIT
NNN
$9.45B
$592K 0.02%
14,461
+2,500
+21% +$94.2K
WELL icon
633
Welltower
WELL
$176B
$592K 0.02%
9,166
-771
-8% -$46.8K
MS icon
634
Morgan Stanley
MS
$330B
$588K 0.02%
8,584
+180
+2% +$10.3K
SECT icon
635
Main Sector Rotation ETF
SECT
$2.73B
$587K 0.02%
16,755
-5,611
-25% -$185K
VGK icon
636
Vanguard FTSE Europe ETF
VGK
$30.1B
$587K 0.02%
9,751
-673
-6% -$37.9K
SPYG icon
637
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.2B
$585K 0.02%
10,585
+1,383
+15% +$72.7K
UL icon
638
Unilever
UL
$143B
$585K 0.02%
8,609
+3,842
+81% +$261K
DY icon
639
Dycom Industries
DY
$12.4B
$582K 0.02%
7,710
-91
-1% -$6.27K
VMBS icon
640
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$580K 0.02%
10,725
-9,333
-47% -$505K
PVLA
641
Palvella Therapeutics
PVLA
$2.05B
$580K 0.02%
2,899
+136
+5% +$28.3K
REGN icon
642
Regeneron Pharmaceuticals
REGN
$71.7B
$577K 0.02%
1,195
-138
-10% -$74.5K
FXR icon
643
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$740M
$573K 0.02%
+11,425
New +$529K
FDVV icon
644
Fidelity High Dividend ETF
FDVV
$10.2B
$571K 0.02%
17,797
-2,302
-11% -$68.9K
SAM icon
645
Boston Beer
SAM
$1.95B
$571K 0.02%
574
-27
-4% -$25.9K
USRT icon
646
iShares Core US REIT ETF
USRT
$4.75B
$570K 0.02%
11,782
-540
-4% -$25.2K
SMLV icon
647
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$259M
$568K 0.02%
5,937
-2,853
-32% -$248K
SNDX icon
648
Syndax Pharmaceuticals
SNDX
$1.81B
$568K 0.02%
25,525
-600
-2% -$12.4K
FEX icon
649
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$567K 0.02%
7,725
-969
-11% -$66.8K
CHD icon
650
Church & Dwight Co
CHD
$24B
$563K 0.02%
6,453
+17
+0.3% +$1.51K
24 25
26
27 28

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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.