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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JKHY icon
626
Jack Henry & Associates
JKHY
$10.7B
$287K 0.02%
2,454
-68
-3% -$7.6K
APTS
627
DELISTED
Preferred Apartment Communities, Inc.
APTS
$287K 0.02%
+14,150
New +$291K
FPF
628
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$285K 0.02%
11,698
+1,092
+10% +$27K
NIE
629
Virtus Equity & Convertible Income Fund
NIE
$718M
$285K 0.02%
+13,495
New +$282K
VBF icon
630
Invesco Bond Fund
VBF
$168M
$285K 0.02%
14,348
+147
+1% +$2.91K
VDE icon
631
Vanguard Energy ETF
VDE
$10.1B
$285K 0.02%
2,875
-279
-9% -$26.2K
DHS icon
632
WisdomTree US High Dividend Fund
DHS
$1.56B
$284K 0.02%
3,895
-198
-5% -$14.1K
RESN
633
DELISTED
Resonant Inc.
RESN
$284K 0.02%
+38,000
New +$215K
MKC icon
634
McCormick & Company Non-Voting
MKC
$13.4B
$282K 0.02%
5,534
-1,290
-19% -$64.3K
WEC icon
635
WEC Energy
WEC
$37.7B
$282K 0.02%
4,247
+271
+7% +$18.2K
EOG icon
636
EOG Resources
EOG
$78B
$281K 0.02%
2,606
-616
-19% -$62.1K
HOG icon
637
Harley-Davidson
HOG
$2.68B
$281K 0.02%
5,522
-31
-0.6% -$1.51K
GVI icon
638
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
$280K 0.02%
2,548
+196
+8% +$21.6K
MIY icon
639
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$280K 0.02%
20,019
-246
-1% -$3.44K
SLRC icon
640
SLR Investment Corp
SLRC
$706M
$279K 0.02%
13,822
– –
SIVR icon
641
abrdn Physical Silver Shares ETF
SIVR
$4.04B
$278K 0.02%
16,847
-1,215
-7% -$19.8K
PTEU icon
642
Pacer Trendpilot European Index ETF
PTEU
$36.1M
$277K 0.02%
9,014
-193
-2% -$5.92K
QYLD icon
643
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$277K 0.02%
11,298
+632
+6% +$15.4K
XPO icon
644
XPO
XPO
$25B
$277K 0.02%
+8,758
New +$224K
NEOG icon
645
Neogen
NEOG
$2.05B
$275K 0.02%
8,928
-200
-2% -$6.06K
SCHV
646
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$275K 0.02%
15,069
+540
+4% +$9.61K
GGM
647
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$275K 0.02%
12,525
-2,784
-18% -$62.3K
CPB icon
648
Campbell Soup
CPB
$6.51B
$274K 0.02%
5,691
+891
+19% +$42.3K
FDD icon
649
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$274K 0.02%
19,972
-15
-0.1% -$204
SPGI icon
650
S&P Global
SPGI
$126B
$273K 0.02%
+1,614
New +$263K
24 25
26
27 28

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VPC
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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.