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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.73B
Cap. Flow %
54.4%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.61%
2 Technology 12.93%
3 Healthcare 4.37%
4 Consumer Discretionary 4.33%
5 Financials 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BJUL icon
601
Innovator US Equity Buffer ETF July
BJUL
$355M
$761K 0.02%
18,879
-7,805
-29% -$303K
PH icon
602
Parker-Hannifin
PH
$116B
$761K 0.02%
1,369
+813
+146% +$413K
CCL icon
603
Carnival Corporation Ltd
CCL
$30.4B
$761K 0.02%
46,547
+20,730
+80% +$337K
MLPA icon
604
Global X MLP ETF
MLPA
$2.36B
$760K 0.02%
15,756
+10,941
+227% +$505K
INDA icon
605
iShares MSCI India ETF
INDA
$6.52B
$757K 0.02%
+14,683
New +$740K
WU icon
606
Western Union
WU
$2.05B
$754K 0.02%
53,928
+32,573
+153% +$420K
SLYV icon
607
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$750K 0.02%
9,041
+4,276
+90% +$343K
RPM icon
608
RPM International
RPM
$12.7B
$747K 0.02%
+6,275
New +$698K
CMI icon
609
Cummins
CMI
$72B
$738K 0.02%
2,503
-23
-0.9% -$5.93K
GRPM icon
610
Invesco S&P MidCap 400 GARP ETF
GRPM
$495M
$737K 0.02%
+6,125
New +$648K
PNC icon
611
PNC Financial Services
PNC
$92.8B
$737K 0.02%
4,557
+1,494
+49% +$225K
GM icon
612
General Motors
GM
$76.5B
$731K 0.02%
16,109
+10,040
+165% +$389K
SCHE icon
613
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$730K 0.02%
+28,896
New +$710K
CI icon
614
Cigna
CI
$73.6B
$721K 0.02%
1,985
+1,202
+154% +$396K
LEN icon
615
Lennar Class A
LEN
$19.1B
$720K 0.02%
4,325
+2,513
+139% +$378K
BIPC icon
616
Brookfield Infrastructure
BIPC
$4.45B
$719K 0.02%
19,951
+8,577
+75% +$300K
ILCG icon
617
iShares Morningstar Growth ETF
ILCG
$3.13B
$714K 0.02%
9,462
+5,138
+119% +$370K
NJAN icon
618
Innovator Growth-100 Power Buffer ETF January
NJAN
$355M
$713K 0.02%
+16,354
New +$699K
RFI
619
Cohen & Steers Total Return Realty Fund
RFI
$292M
$711K 0.02%
59,838
+34,837
+139% +$413K
BOCT icon
620
Innovator US Equity Buffer ETF October
BOCT
$286M
$711K 0.02%
17,563
-1,995
-10% -$78.8K
DFAC icon
621
Dimensional US Core Equity 2 ETF
DFAC
$48.7B
$710K 0.02%
22,235
+12,493
+128% +$377K
ESS icon
622
Essex Property Trust
ESS
$17.4B
$706K 0.02%
2,883
+1,737
+152% +$413K
SPHQ icon
623
Invesco S&P 500 Quality ETF
SPHQ
$18.5B
$706K 0.02%
11,677
+4,695
+67% +$269K
JFR icon
624
Nuveen Floating Rate Income Fund
JFR
$1.21B
$705K 0.02%
80,756
+36,403
+82% +$310K
WPC icon
625
W.P. Carey
WPC
$15.2B
$704K 0.02%
12,476
+6,445
+107% +$386K
23 24
25
26 27

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AIM
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DAM
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RPGK
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Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.73B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.