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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.74B
Cap. Flow %
54.58%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Technology 12.93%
2 Healthcare 4.36%
3 Consumer Discretionary 4.33%
4 Financials 3.96%
5 Industrials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BJUL icon
601
Innovator US Equity Buffer ETF July
BJUL
$344M
$761K 0.02%
18,879
-7,805
-29% -$303K
PH icon
602
Parker-Hannifin
PH
$125B
$761K 0.02%
1,369
+813
+146% +$413K
CCL icon
603
Carnival Corporation Ltd
CCL
$38.7B
$761K 0.02%
46,547
+20,730
+80% +$337K
MLPA icon
604
Global X MLP ETF
MLPA
$2.27B
$760K 0.02%
15,756
+10,941
+227% +$505K
INDA icon
605
iShares MSCI India ETF
INDA
$6.84B
$757K 0.02%
+14,683
New +$740K
WU icon
606
Western Union
WU
$2.58B
$754K 0.02%
53,928
+32,573
+153% +$420K
SLYV icon
607
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.94B
$750K 0.02%
9,041
+4,276
+90% +$343K
RPM icon
608
RPM International
RPM
$14.3B
$747K 0.02%
+6,275
New +$698K
CMI icon
609
Cummins
CMI
$88.5B
$738K 0.02%
2,503
-23
-0.9% -$5.93K
GRPM icon
610
Invesco S&P MidCap 400 GARP ETF
GRPM
$492M
$737K 0.02%
+6,125
New +$648K
PNC icon
611
PNC Financial Services
PNC
$100B
$737K 0.02%
4,557
+1,494
+49% +$225K
GM icon
612
General Motors
GM
$81.7B
$731K 0.02%
16,109
+10,040
+165% +$389K
SCHE icon
613
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$730K 0.02%
+28,896
New +$710K
CI icon
614
Cigna
CI
$79.6B
$721K 0.02%
1,985
+1,202
+154% +$396K
LEN icon
615
Lennar Class A
LEN
$21.1B
$720K 0.02%
4,325
+2,513
+139% +$378K
BIPC icon
616
Brookfield Infrastructure
BIPC
$5.23B
$719K 0.02%
19,951
+8,577
+75% +$300K
ILCG icon
617
iShares Morningstar Growth ETF
ILCG
$3.06B
$714K 0.02%
9,462
+5,138
+119% +$370K
NJAN icon
618
Innovator Growth-100 Power Buffer ETF January
NJAN
$348M
$713K 0.02%
+16,354
New +$699K
RFI
619
Cohen & Steers Total Return Realty Fund
RFI
$313M
$711K 0.02%
59,838
+34,837
+139% +$413K
BOCT icon
620
Innovator US Equity Buffer ETF October
BOCT
$284M
$711K 0.02%
17,563
-1,995
-10% -$78.8K
DFAC icon
621
Dimensional US Core Equity 2 ETF
DFAC
$47.7B
$710K 0.02%
22,235
+12,493
+128% +$377K
ESS icon
622
Essex Property Trust
ESS
$18.9B
$706K 0.02%
2,883
+1,737
+152% +$413K
SPHQ icon
623
Invesco S&P 500 Quality ETF
SPHQ
$19.3B
$706K 0.02%
11,677
+4,695
+67% +$269K
JFR icon
624
Nuveen Floating Rate Income Fund
JFR
$1.24B
$705K 0.02%
80,756
+36,403
+82% +$310K
WPC icon
625
W.P. Carey
WPC
$16.8B
$704K 0.02%
12,476
+6,445
+107% +$386K
23 24
25
26 27

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BPS
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VPC
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WWA
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Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.74B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.