We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HACK icon
601
Amplify Cybersecurity ETF
HACK
$2.63B
$368K 0.02%
9,175
-699
-7% -$27.2K
TPL icon
602
Texas Pacific Land
TPL
$28.9B
$368K 0.02%
3,834
+981
+34% +$87.3K
PXD
603
DELISTED
Pioneer Natural Resource Co.
PXD
$368K 0.02%
2,110
+8
+0.4% +$1.43K
FIW icon
604
First Trust Water ETF
FIW
$1.84B
$367K 0.02%
7,208
-156
-2% -$7.84K
BAB icon
605
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$366K 0.02%
12,575
+674
+6% +$19.8K
VMC icon
606
Vulcan Materials
VMC
$36.3B
$366K 0.02%
3,295
-245
-7% -$28.4K
KBWB icon
607
Invesco KBW Bank ETF
KBWB
$7.08B
$365K 0.02%
6,758
-223
-3% -$12.5K
FNY icon
608
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
$363K 0.02%
7,841
+2,431
+45% +$110K
PRF icon
609
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$363K 0.02%
15,300
+15
+0.1% +$352
HA
610
DELISTED
Hawaiian Holdings, Inc.
HA
$363K 0.02%
9,051
-100
-1% -$3.97K
LGND icon
611
Ligand Pharmaceuticals
LGND
$6.02B
$361K 0.02%
+2,106
New +$318K
LRCX icon
612
Lam Research
LRCX
$382B
$361K 0.02%
23,760
-7,130
-23% -$122K
NVCR icon
613
NovoCure
NVCR
$2.04B
$361K 0.02%
6,885
-15
-0.2% -$597
SSTI icon
614
SoundThinking
SSTI
$107M
$360K 0.02%
+5,870
New +$285K
RHT
615
DELISTED
Red Hat Inc
RHT
$360K 0.02%
2,638
-9,738
-79% -$1.39M
MORL
616
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$359K 0.02%
22,866
-2,591
-10% -$41.7K
IYG icon
617
iShares US Financial Services ETF
IYG
$2.13B
$358K 0.02%
+8,055
New +$364K
PWV icon
618
Invesco Large Cap Value ETF
PWV
$1.66B
$358K 0.02%
9,589
+320
+3% +$11.9K
DWM icon
619
WisdomTree International Equity Fund
DWM
$666M
$355K 0.02%
6,686
+231
+4% +$12.3K
MJ icon
620
Amplify Alternative Harvest ETF
MJ
$101M
$355K 0.02%
+738
New +$277K
SLYG icon
621
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$355K 0.02%
5,259
+866
+20% +$58.2K
DGRW icon
622
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$354K 0.02%
7,992
+1,111
+16% +$48K
MS icon
623
Morgan Stanley
MS
$337B
$354K 0.02%
7,611
+86
+1% +$4.2K
PGF icon
624
Invesco Financial Preferred ETF
PGF
$676M
$352K 0.02%
19,363
-224
-1% -$4.12K
AMCX icon
625
AMC Global Media
AMCX
$430M
$351K 0.02%
5,287
+747
+16% +$46.6K
23 24
25
26 27

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.