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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KDEC
576
Innovator U.S. Small Cap Power Buffer ETF - December
KDEC
$73.5M
$895K 0.02%
+35,021
New +$894K
OUSM icon
577
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$879M
$895K 0.02%
20,450
-1,974
-9% -$86.8K
ALL icon
578
Allstate
ALL
$67.4B
$887K 0.02%
4,260
-647
-13% -$132K
FTHI icon
579
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.45B
$884K 0.02%
37,426
+15,528
+71% +$367K
EFA icon
580
iShares MSCI EAFE ETF
EFA
$79.9B
$884K 0.02%
9,204
+146
+2% +$13.8K
INDA icon
581
iShares MSCI India ETF
INDA
$6.61B
$883K 0.02%
16,343
-53
-0.3% -$2.85K
CGCV
582
Capital Group Conservative Equity ETF
CGCV
$2.03B
$882K 0.02%
28,928
+10,001
+53% +$303K
APUE icon
583
ActivePassive US Equity ETF
APUE
$2.51B
$875K 0.02%
20,991
+1,835
+10% +$75.9K
FLQM icon
584
Franklin US Mid Cap Multifactor Index ETF
FLQM
$1.57B
$874K 0.02%
15,540
+4,924
+46% +$276K
MLYS icon
585
Mineralys Therapeutics
MLYS
$2.41B
$871K 0.02%
+24,000
New +$962K
RMBS icon
586
Rambus
RMBS
$10.9B
$871K 0.02%
9,460
+4,217
+80% +$415K
TGRW icon
587
T. Rowe Price Growth Stock ETF
TGRW
$1.04B
$870K 0.02%
18,915
+578
+3% +$26.6K
RBA icon
588
RB Global
RBA
$17.5B
$866K 0.02%
8,416
+114
+1% +$11.6K
IDU icon
589
iShares US Utilities ETF
IDU
$1.35B
$865K 0.02%
7,984
+1,506
+23% +$168K
SHYD icon
590
VanEck Short High Yield Muni ETF
SHYD
$456M
$864K 0.02%
37,713
+1,884
+5% +$43K
MAR icon
591
Marriott International
MAR
$90.8B
$860K 0.02%
2,770
-123
-4% -$35.1K
IDXX icon
592
Idexx Laboratories
IDXX
$46.1B
$859K 0.02%
1,269
+102
+9% +$69.5K
XEL icon
593
Xcel Energy
XEL
$48B
$858K 0.02%
11,618
+5
+0% +$394
APH icon
594
Amphenol
APH
$211B
$858K 0.02%
6,359
+4,330
+213% +$579K
BOCT icon
595
Innovator US Equity Buffer ETF October
BOCT
$289M
$855K 0.02%
17,298
+105
+0.6% +$5.13K
EIX icon
596
Edison International
EIX
$26B
$850K 0.02%
14,167
+287
+2% +$16.5K
EMR icon
597
Emerson Electric
EMR
$88.2B
$848K 0.02%
6,387
-463
-7% -$61.4K
PAYX icon
598
Paychex
PAYX
$42.5B
$847K 0.02%
7,548
-1,221
-14% -$143K
DCOR icon
599
Dimensional US Core Equity 1 ETF
DCOR
$3.46B
$846K 0.02%
+11,485
New +$835K
VIS icon
600
Vanguard Industrials ETF
VIS
$8.48B
$845K 0.02%
2,832
-287
-9% -$85.2K
22 23
24
25 26

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MAM
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.