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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.74B
Cap. Flow %
54.58%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Technology 12.93%
2 Healthcare 4.36%
3 Consumer Discretionary 4.33%
4 Financials 3.96%
5 Industrials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHYD icon
576
VanEck Short High Yield Muni ETF
SHYD
$452M
$802K 0.03%
35,768
+20,789
+139% +$462K
WMB icon
577
Williams Companies
WMB
$85.8B
$801K 0.03%
20,543
+14,164
+222% +$503K
BDEC icon
578
Innovator US Equity Buffer ETF December
BDEC
$217M
$799K 0.03%
19,688
+10,190
+107% +$402K
PJUL icon
579
Innovator US Equity Power Buffer ETF July
PJUL
$1.23B
$799K 0.03%
21,031
-20,604
-49% -$764K
USTB icon
580
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.29B
$796K 0.03%
15,969
+9,384
+143% +$466K
OIH icon
581
VanEck Oil Services ETF
OIH
$1.99B
$795K 0.03%
2,363
+943
+66% +$286K
FLTR icon
582
VanEck IG Floating Rate ETF
FLTR
$2.94B
$794K 0.03%
31,136
+19,716
+173% +$500K
PECO icon
583
Phillips Edison & Co
PECO
$5.48B
$786K 0.02%
+21,903
New +$774K
VEEV icon
584
Veeva Systems
VEEV
$32.7B
$785K 0.02%
+3,390
New +$732K
FLRT icon
585
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$657M
$785K 0.02%
+16,495
New +$782K
IIPR icon
586
Innovative Industrial Properties
IIPR
$1.76B
$782K 0.02%
7,556
+5,091
+207% +$486K
PSLV icon
587
Sprott Physical Silver Trust
PSLV
$11.7B
$782K 0.02%
94,360
+34,892
+59% +$273K
IFRA icon
588
iShares US Infrastructure ETF
IFRA
$4.56B
$781K 0.02%
18,019
+12,046
+202% +$484K
FJUN icon
589
FT Vest US Equity Buffer ETF June
FJUN
$1.35B
$779K 0.02%
16,557
-3,479
-17% -$158K
MFIC icon
590
MidCap Financial Investment
MFIC
$811M
$778K 0.02%
51,725
+33,391
+182% +$474K
SWK icon
591
Stanley Black & Decker
SWK
$14.6B
$774K 0.02%
7,901
+5,026
+175% +$463K
FTSL icon
592
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$774K 0.02%
16,743
+7,324
+78% +$338K
CFR icon
593
Cullen/Frost Bankers
CFR
$10.5B
$772K 0.02%
6,856
-668
-9% -$71.4K
VDC icon
594
Vanguard Consumer Staples ETF
VDC
$8.14B
$770K 0.02%
3,771
+2,667
+242% +$524K
UMAR icon
595
Innovator US Equity Ultra Buffer ETF March
UMAR
$192M
$768K 0.02%
+23,525
New +$753K
SCHW
596
Charles Schwab
SCHW
$184B
$768K 0.02%
+10,616
New +$699K
FISV
597
Fiserv Inc
FISV
$28.9B
$766K 0.02%
4,792
+2,760
+136% +$402K
NET icon
598
Cloudflare
NET
$93.7B
$765K 0.02%
7,898
-802
-9% -$72.6K
MRVL icon
599
Marvell Technology
MRVL
$157B
$764K 0.02%
10,778
+3,929
+57% +$269K
HTGC icon
600
Hercules Capital
HTGC
$3.04B
$763K 0.02%
41,359
-46,919
-53% -$833K
22 23
24
25 26

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Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.74B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.