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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
551
General Motors
GM
$78.7B
$807K 0.03%
17,153
-1,004
-6% -$49.5K
SHYD icon
552
VanEck Short High Yield Muni ETF
SHYD
$451M
$805K 0.03%
35,807
+7
+0% +$159
BFH icon
553
Bread Financial
BFH
$4.29B
$805K 0.03%
16,070
-1,172
-7% -$66.6K
GDXJ icon
554
VanEck Junior Gold Miners ETF
GDXJ
$7.15B
$804K 0.03%
14,060
-2,009
-13% -$101K
SLYG icon
555
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$804K 0.03%
9,688
+467
+5% +$41.7K
ARIS
556
DELISTED
Aris Water Solutions
ARIS
$804K 0.03%
+25,087
New +$712K
JFR icon
557
Nuveen Floating Rate Income Fund
JFR
$1.24B
$803K 0.03%
94,786
+17,459
+23% +$150K
EOG icon
558
EOG Resources
EOG
$74.7B
$803K 0.03%
6,259
+97
+2% +$12.5K
APP icon
559
Applovin
APP
$139B
$802K 0.03%
3,026
+519
+21% +$179K
PRU icon
560
Prudential Financial
PRU
$42.3B
$799K 0.03%
7,157
-510
-7% -$58.1K
HYG icon
561
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$796K 0.03%
10,087
-8,193
-45% -$650K
VGK icon
562
Vanguard FTSE Europe ETF
VGK
$30.1B
$796K 0.03%
+11,332
New +$781K
NVO
563
Novo Nordisk
NVO
$220B
$793K 0.03%
11,393
-362
-3% -$29.9K
IBB icon
564
iShares Biotechnology ETF
IBB
$9.44B
$792K 0.03%
6,191
-182
-3% -$24.7K
SMCI icon
565
Super Micro Computer
SMCI
$19.3B
$790K 0.03%
23,079
+8,738
+61% +$332K
BBHY icon
566
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$615M
$789K 0.03%
17,134
+4,445
+35% +$206K
PFXF icon
567
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$785K 0.03%
+46,865
New +$809K
VFH icon
568
Vanguard Financials ETF
VFH
$13.5B
$784K 0.03%
6,563
+700
+12% +$85.3K
ACN icon
569
Accenture
ACN
$94.3B
$780K 0.02%
2,501
-25
-1% -$8.83K
GSEW icon
570
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.89B
$776K 0.02%
10,211
+2,166
+27% +$170K
PTLC icon
571
Pacer Trendpilot US Large Cap ETF
PTLC
$3.23B
$773K 0.02%
15,024
-270
-2% -$14.5K
MAR icon
572
Marriott International
MAR
$101B
$769K 0.02%
3,227
-3,375
-51% -$917K
UITB icon
573
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.65B
$765K 0.02%
16,294
-3,553
-18% -$165K
XHB icon
574
State Street SPDR S&P Homebuilders ETF
XHB
$1.68B
$763K 0.02%
7,876
-95
-1% -$9.85K
VEEV icon
575
Veeva Systems
VEEV
$31.6B
$762K 0.02%
3,289
– –
21 22
23
24 25

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.