We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
Cap. Flow
-$352M
Cap. Flow %
-12.63%
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179

Top Buys

Rank Stock Value
1
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$23.6M
2
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.13M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.56M
4
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.92M
5
LGOV icon
First Trust Long Duration Opportunities ETF
LGOV
+$3.11M

Top Sells

Rank Stock Value
1
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$13M
2
AAPL icon
Apple
AAPL
+$12M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$11.8M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$11.5M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 11.77%
2 Consumer Discretionary 4.93%
3 Healthcare 4.39%
4 Financials 4.02%
5 Industrials 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNX icon
551
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$794K 0.03%
8,243
-17,736
-68% -$1.6M
SKOR icon
552
FlexShares Credit-Scored US Corporate Bond Index Fund
SKOR
$729M
$793K 0.03%
+16,915
New +$798K
FXO icon
553
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$788K 0.03%
20,892
-264
-1% -$9.72K
TMUS icon
554
T-Mobile US
TMUS
$193B
$782K 0.03%
5,631
-1,398
-20% -$196K
TPSC icon
555
Timothy Plan US Small Cap Core ETF
TPSC
$360M
$782K 0.03%
24,518
-469
-2% -$14.4K
SCHF icon
556
Schwab International Equity ETF
SCHF
$65.6B
$778K 0.03%
43,622
-22,626
-34% -$402K
TT icon
557
Trane Technologies
TT
$106B
$776K 0.03%
4,058
-473
-10% -$84K
IR icon
558
Ingersoll Rand
IR
$33B
$774K 0.03%
11,843
+7,754
+190% +$458K
BOTZ icon
559
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.15B
$774K 0.03%
+26,932
New +$715K
FJUN icon
560
FT Vest US Equity Buffer ETF June
FJUN
$1.34B
$774K 0.03%
18,671
+726
+4% +$28.5K
PSLV icon
561
Sprott Physical Silver Trust
PSLV
$11.9B
$768K 0.03%
98,592
+1,925
+2% +$16K
XHB icon
562
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$766K 0.03%
9,542
-1,087
-10% -$77.9K
LNC icon
563
Lincoln National
LNC
$7.91B
$766K 0.03%
29,738
-118
-0.4% -$2.59K
SPSM icon
564
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$764K 0.03%
+19,674
New +$731K
VTWV icon
565
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
$761K 0.03%
6,151
-31
-0.5% -$3.68K
GNRC icon
566
Generac Holdings
GNRC
$11.9B
$760K 0.03%
5,095
-3,816
-43% -$435K
IDEV icon
567
iShares Core MSCI International Developed Markets ETF
IDEV
$31B
$756K 0.03%
12,375
+2,691
+28% +$165K
COMT icon
568
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$755K 0.03%
29,056
-2,906
-9% -$76.5K
HUN icon
569
Huntsman Corp
HUN
$2.24B
$753K 0.03%
27,850
-351
-1% -$9.12K
EPR icon
570
EPR Properties
EPR
$4.86B
$750K 0.03%
16,025
-7
-0% -$295
SCHW
571
Charles Schwab
SCHW
$177B
$746K 0.03%
13,170
-1,458
-10% -$76.4K
ANET icon
572
Arista Networks
ANET
$219B
$743K 0.03%
18,332
-1,468
-7% -$56.8K
HYG icon
573
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$742K 0.03%
9,877
-9,720
-50% -$725K
RA
574
Brookfield Real Assets Income Fund
RA
$703M
$740K 0.03%
44,125
-573
-1% -$9.59K
HUM icon
575
Humana
HUM
$46.7B
$740K 0.03%
1,653
+407
+33% +$205K
21 22
23
24 25

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q2 2023 Portfolio in Review

As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.

  • Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
  • Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
  • Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
  • Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
  • Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.

Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.