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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCLT icon
551
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$840K 0.03%
11,094
-21
-0.2% -$1.58K
ONEY icon
552
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$742M
$835K 0.03%
8,911
-459
-5% -$42.6K
MRVL icon
553
Marvell Technology
MRVL
$174B
$835K 0.03%
22,539
-1,742
-7% -$71.1K
CARZ icon
554
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$45.6M
$833K 0.03%
20,552
+142
+0.7% +$6.04K
DTD icon
555
WisdomTree US Total Dividend Fund
DTD
$1.65B
$829K 0.03%
13,661
+569
+4% +$34.1K
EOG icon
556
EOG Resources
EOG
$78B
$825K 0.03%
6,367
+1,313
+26% +$175K
CARR icon
557
Carrier Global
CARR
$57.2B
$823K 0.03%
19,956
-1,553
-7% -$63K
HL icon
558
Hecla Mining
HL
$10.2B
$820K 0.03%
147,496
+80,732
+121% +$401K
FDVV icon
559
Fidelity High Dividend ETF
FDVV
$10.1B
$817K 0.03%
21,897
+364
+2% +$13.3K
BTI icon
560
British American Tobacco
BTI
$132B
$815K 0.03%
20,394
+7,699
+61% +$303K
CI icon
561
Cigna
CI
$76.6B
$812K 0.03%
2,451
-2,260
-48% -$715K
PSEP icon
562
Innovator US Equity Power Buffer ETF September
PSEP
$842M
$807K 0.03%
27,586
+430
+2% +$12.5K
IXN icon
563
iShares Global Tech ETF
IXN
$8.7B
$807K 0.03%
17,993
-9,107
-34% -$415K
AMCR icon
564
Amcor
AMCR
$20.6B
$806K 0.03%
13,542
-83
-0.6% -$4.84K
RAVI icon
565
FlexShares Ultra-Short Income Fund
RAVI
$1.47B
$805K 0.03%
+10,826
New +$804K
LULU icon
566
lululemon athletica
LULU
$13B
$804K 0.03%
2,510
+137
+6% +$45.1K
LNC icon
567
Lincoln National
LNC
$7.91B
$799K 0.03%
25,997
-6
-0% -$238
NNN icon
568
NNN REIT
NNN
$9.39B
$798K 0.03%
17,431
+1,193
+7% +$51.9K
BIPC icon
569
Brookfield Infrastructure
BIPC
$5.11B
$797K 0.03%
20,491
-22
-0.1% -$934
IGF icon
570
iShares Global Infrastructure ETF
IGF
$11B
$793K 0.03%
17,293
+642
+4% +$28.9K
HIG icon
571
Hartford Financial Services
HIG
$38.5B
$789K 0.03%
10,403
-561
-5% -$40.4K
ORLY icon
572
O'Reilly Automotive
ORLY
$72.4B
$787K 0.03%
13,995
+1,215
+10% +$65.3K
BIL icon
573
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$787K 0.03%
8,605
+639
+8% +$58.5K
VRIG icon
574
Invesco Variable Rate Investment Grade ETF
VRIG
$1.77B
$787K 0.03%
+31,838
New +$784K
VLU icon
575
State Street SPDR S&P 1500 Value Tilt ETF
VLU
$745M
$786K 0.03%
5,624
-102
-2% -$14.2K
21 22
23
24 25

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.