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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDXX icon
551
Idexx Laboratories
IDXX
$43.9B
$988K 0.03%
1,500
-17
-1% -$10.7K
BUFR icon
552
FT Vest Fund of Buffer ETFs
BUFR
$10B
$986K 0.03%
41,022
-162,906
-80% -$3.85M
HBAN icon
553
Huntington Bancshares
HBAN
$34.8B
$979K 0.03%
63,477
+1,334
+2% +$21K
SHV icon
554
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$976K 0.03%
8,839
+657
+8% +$72.6K
WPC icon
555
W.P. Carey
WPC
$17.1B
$974K 0.03%
12,118
-190
-2% -$14.5K
DKNG icon
556
DraftKings
DKNG
$12.1B
$973K 0.03%
35,414
-17,497
-33% -$685K
CUE icon
557
Cue Biopharma
CUE
$137M
$971K 0.03%
2,863
+55
+2% +$21.3K
RUM icon
558
RUM Group Inc
RUM
$1.64B
$970K 0.03%
+89,528
New +$946K
VCR icon
559
Vanguard Consumer Discretionary ETF
VCR
$5.91B
$968K 0.03%
2,842
-22
-0.8% -$7.39K
IQDY icon
560
FlexShares International Quality Dividend Dynamic Index Fund
IQDY
$109M
$962K 0.03%
31,725
+8,910
+39% +$270K
UBER icon
561
Uber
UBER
$138B
$955K 0.03%
22,780
+1,913
+9% +$82.5K
VMW
562
DELISTED
VMware, Inc
VMW
$954K 0.03%
8,229
+2,353
+40% +$309K
ALB icon
563
Albemarle
ALB
$13.5B
$951K 0.03%
4,068
+254
+7% +$62.9K
NEAR icon
564
iShares Short Maturity Bond ETF
NEAR
$4.82B
$951K 0.03%
19,033
-2,043
-10% -$102K
SLYG icon
565
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.03B
$945K 0.03%
10,185
+29
+0.3% +$2.64K
BSBE
566
DELISTED
Invesco BulletShares 2022 USD Emerging Markets Debt ETF
BSBE
$944K 0.03%
37,019
+8,404
+29% +$215K
AU icon
567
AngloGold Ashanti
AU
$40.4B
$943K 0.03%
+44,942
New +$876K
CFR icon
568
Cullen/Frost Bankers
CFR
$10.3B
$943K 0.03%
7,477
+19
+0.3% +$2.44K
BSCE
569
DELISTED
Invesco BulletShares 2023 USD Emerging Markets Debt ETF
BSCE
$943K 0.03%
36,464
+2,278
+7% +$59.1K
PTMC icon
570
Pacer Trendpilot US Mid Cap ETF
PTMC
$394M
$942K 0.03%
25,758
-396
-2% -$14.3K
BSDE
571
DELISTED
Invesco BulletShares 2024 USD Emerging Markets Debt ETF
BSDE
$942K 0.03%
36,496
+2,235
+7% +$57.9K
SLYV icon
572
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$941K 0.03%
11,102
+36
+0.3% +$3.08K
GDX icon
573
VanEck Gold Miners ETF
GDX
$23B
$940K 0.03%
29,358
-19,834
-40% -$633K
NEM icon
574
Newmont
NEM
$97.8B
$937K 0.03%
15,112
+9,497
+169% +$538K
FXN icon
575
First Trust Energy AlphaDEX Fund
FXN
$380M
$934K 0.03%
78,386
+64,187
+452% +$794K
21 22
23
24 25

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.