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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
Cap. Flow
-$1.54B
Cap. Flow %
-120.75%
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383

Top Buys

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$13.3M
2
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$4.14M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.81M
4
IOO icon
iShares Global 100 ETF
IOO
+$3.78M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$96.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77.7M
3
AMZN icon
Amazon
AMZN
+$31.1M
4
MSFT icon
Microsoft
MSFT
+$30.5M
5
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$25.6M

Sector Composition

Rank Sector Weight
1 Technology 11.58%
2 Healthcare 4.94%
3 Consumer Discretionary 4.41%
4 Financials 4.22%
5 Industrials 3.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPVG icon
526
TriplePoint Venture Growth BDC
TPVG
$182M
$407K 0.03%
37,440
-39,221
-51% -$401K
TSM icon
527
TSMC
TSM
$2.07T
$406K 0.03%
3,908
-1,070
-21% -$102K
FBT icon
528
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$405K 0.03%
2,560
-2,489
-49% -$358K
AOR icon
529
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.64B
$404K 0.03%
+7,597
New +$384K
SUSA icon
530
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
$403K 0.03%
4,011
-3,933
-50% -$367K
BIPC icon
531
Brookfield Infrastructure
BIPC
$5.03B
$401K 0.03%
11,374
-9,198
-45% -$293K
ESTC icon
532
Elastic
ESTC
$6.37B
$400K 0.03%
3,551
-43
-1% -$3.82K
PGX icon
533
Invesco Preferred ETF
PGX
$3.81B
$400K 0.03%
34,861
-38,259
-52% -$418K
XLRE icon
534
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$399K 0.03%
9,952
-6,058
-38% -$218K
SLYV icon
535
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.9B
$397K 0.03%
4,765
-4,373
-48% -$323K
DASH icon
536
DoorDash
DASH
$80.3B
$396K 0.03%
4,001
+1,000
+33% +$88.6K
OFS icon
537
OFS Capital
OFS
$46M
$393K 0.03%
33,561
-19,563
-37% -$211K
URI icon
538
United Rentals
URI
$70.2B
$393K 0.03%
685
-1,561
-70% -$736K
WPC icon
539
W.P. Carey
WPC
$17B
$391K 0.03%
6,031
-8,169
-58% -$471K
PTNQ icon
540
Pacer Trendpilot 100 ETF
PTNQ
$1.19B
$389K 0.03%
5,951
-7,622
-56% -$484K
OUSM icon
541
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$886M
$389K 0.03%
9,921
-6,213
-39% -$224K
IWD icon
542
iShares Russell 1000 Value ETF
IWD
$81.5B
$389K 0.03%
2,351
-9,654
-80% -$1.49M
SPYM
543
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$388K 0.03%
6,949
-23,295
-77% -$1.22M
SPLV icon
544
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$388K 0.03%
6,195
-11,099
-64% -$668K
DBC icon
545
Invesco DB Commodity Index Tracking Fund
DBC
$1.67B
$388K 0.03%
17,608
-22,818
-56% -$545K
C icon
546
Citigroup
C
$223B
$387K 0.03%
7,531
-11,795
-61% -$522K
USFR icon
547
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$386K 0.03%
7,689
-8,710
-53% -$439K
DDOG icon
548
Datadog
DDOG
$89.7B
$386K 0.03%
3,178
-183
-5% -$18.8K
QCLN icon
549
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$609M
$385K 0.03%
9,133
-16,250
-64% -$617K
BSCU icon
550
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.65B
$384K 0.03%
23,095
-11,300
-33% -$179K
20 21
22
23 24

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Sigma Planning Corp's Q4 2023 Portfolio in Review

As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.

  • Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
  • Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
  • Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
  • Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
  • Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
  • Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.

Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.