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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELV icon
526
Elevance Health
ELV
$82.1B
$1.07M 0.03%
2,300
-15
-0.6% -$6.31K
RWL icon
527
Invesco S&P 500 Revenue ETF
RWL
$9.57B
$1.06M 0.03%
13,245
+9,033
+214% +$697K
FAST icon
528
Fastenal
FAST
$54.7B
$1.06M 0.03%
32,966
-1,364
-4% -$40.2K
XHB icon
529
State Street SPDR S&P Homebuilders ETF
XHB
$1.68B
$1.05M 0.03%
12,300
+1,719
+16% +$138K
ASO icon
530
Academy Sports + Outdoors
ASO
$3.09B
$1.05M 0.03%
23,955
+16,099
+205% +$699K
WHR icon
531
Whirlpool
WHR
$2.44B
$1.05M 0.03%
4,483
-219
-5% -$48.1K
DBC icon
532
Invesco DB Commodity Index Tracking Fund
DBC
$1.67B
$1.04M 0.03%
50,114
-1,525
-3% -$31.8K
AFL icon
533
Aflac
AFL
$64.4B
$1.03M 0.03%
17,718
+27
+0.2% +$1.51K
UNM icon
534
Unum
UNM
$13.8B
$1.03M 0.03%
42,115
-192
-0.5% -$4.92K
PGF icon
535
Invesco Financial Preferred ETF
PGF
$675M
$1.03M 0.03%
54,897
+27
+0% +$505
X
536
DELISTED
US Steel
X
$1.02M 0.03%
42,818
+9,802
+30% +$231K
TECB icon
537
iShares US Tech Breakthrough Multisector ETF
TECB
$454M
$1.02M 0.03%
+24,336
New +$1.03M
TROW icon
538
T. Rowe Price
TROW
$25.5B
$1.01M 0.03%
5,157
-19,357
-79% -$3.93M
VCLT icon
539
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.86B
$1.01M 0.03%
9,567
-169
-2% -$18K
TT icon
540
Trane Technologies
TT
$107B
$1.01M 0.03%
5,010
+20
+0.4% +$3.76K
WMB icon
541
Williams Companies
WMB
$86.6B
$1.01M 0.03%
38,735
-1,003
-3% -$27.7K
OKTA icon
542
Okta
OKTA
$23.9B
$1.01M 0.03%
4,495
+17
+0.4% +$4.05K
GD icon
543
General Dynamics
GD
$105B
$1.01M 0.03%
4,830
+194
+4% +$39.2K
ATVI
544
DELISTED
Activision Blizzard
ATVI
$1M 0.03%
15,098
+4,234
+39% +$289K
PLUG icon
545
Plug Power
PLUG
$2.87B
$1M 0.03%
35,507
+18,495
+109% +$640K
ADM icon
546
Archer Daniels Midland
ADM
$40.1B
$997K 0.03%
14,749
+115
+0.8% +$7.43K
AN icon
547
AutoNation
AN
$7.1B
$997K 0.03%
8,536
-1,115
-12% -$134K
DEO icon
548
Diageo
DEO
$47.3B
$991K 0.03%
4,501
+186
+4% +$38.1K
OHI icon
549
Omega Healthcare
OHI
$15.3B
$990K 0.03%
33,470
-817
-2% -$23.9K
CTVA icon
550
Corteva
CTVA
$58.6B
$989K 0.03%
20,913
-659
-3% -$30K
20 21
22
23 24

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.