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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
Cap. Flow
-$352M
Cap. Flow %
-12.63%
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179

Top Buys

Rank Stock Value
1
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$23.6M
2
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.13M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.56M
4
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.92M
5
LGOV icon
First Trust Long Duration Opportunities ETF
LGOV
+$3.11M

Top Sells

Rank Stock Value
1
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$13M
2
AAPL icon
Apple
AAPL
+$12M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$11.8M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$11.5M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 11.77%
2 Consumer Discretionary 4.93%
3 Healthcare 4.39%
4 Financials 4.02%
5 Industrials 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROP icon
501
Roper Technologies
ROP
$36.3B
$898K 0.03%
1,868
-250
-12% -$113K
HYT icon
502
BlackRock Corporate High Yield Fund
HYT
$1.36B
$898K 0.03%
100,687
+1,023
+1% +$8.86K
RAVI icon
503
FlexShares Ultra-Short Income Fund
RAVI
$1.47B
$895K 0.03%
11,937
+1,035
+9% +$77.4K
DFEB icon
504
FT Vest US Equity Deep Buffer ETF February
DFEB
$458M
$894K 0.03%
25,278
-3,308
-12% -$113K
XBI icon
505
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$893K 0.03%
10,733
-1,656
-13% -$138K
OXY icon
506
Occidental Petroleum
OXY
$57B
$889K 0.03%
15,117
-2,356
-13% -$141K
ACWI icon
507
iShares MSCI ACWI ETF
ACWI
$32.6B
$889K 0.03%
9,263
-2,538
-22% -$236K
DSI icon
508
iShares MSCI KLD 400 Social ETF
DSI
$5.19B
$887K 0.03%
10,540
-481
-4% -$38.2K
SWK icon
509
Stanley Black & Decker
SWK
$14.2B
$884K 0.03%
9,437
+317
+3% +$26.2K
DBA icon
510
Invesco DB Agriculture Fund
DBA
$1.26B
$883K 0.03%
+41,925
New +$880K
FNCL icon
511
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$883K 0.03%
18,753
-10,477
-36% -$476K
BAB icon
512
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$882K 0.03%
33,214
-1,729
-5% -$46.2K
MPT
513
Medical Properties Trust
MPT
$2.89B
$882K 0.03%
95,229
+272
+0.3% +$2.3K
ORLY icon
514
O'Reilly Automotive
ORLY
$72.4B
$880K 0.03%
13,815
-210
-1% -$12.8K
IDU icon
515
iShares US Utilities ETF
IDU
$1.41B
$878K 0.03%
10,739
-1,027
-9% -$85.5K
PLD icon
516
Prologis
PLD
$138B
$874K 0.03%
7,130
-2,210
-24% -$272K
BUFG icon
517
FT Vest Buffered Allocation Growth ETF
BUFG
$324M
$873K 0.03%
43,255
-22,709
-34% -$439K
PTNQ icon
518
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$870K 0.03%
14,017
-5,828
-29% -$335K
CB icon
519
Chubb
CB
$140B
$870K 0.03%
4,515
-204
-4% -$40K
JPIB icon
520
JPMorgan International Bond Opportunities ETF
JPIB
$2.07B
$869K 0.03%
+18,639
New +$877K
MELI icon
521
Mercado Libre
MELI
$91.3B
$868K 0.03%
732
+44
+6% +$55.3K
FTSL icon
522
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$867K 0.03%
19,147
-5,999
-24% -$271K
ELV icon
523
Elevance Health
ELV
$81.9B
$866K 0.03%
1,950
-398
-17% -$184K
PPA icon
524
Invesco Aerospace & Defense ETF
PPA
$8.27B
$866K 0.03%
10,256
+2,072
+25% +$167K
IBB icon
525
iShares Biotechnology ETF
IBB
$9.31B
$865K 0.03%
6,810
-2,088
-23% -$271K
19 20
21
22 23

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Sigma Planning Corp's Q2 2023 Portfolio in Review

As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.

  • Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
  • Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
  • Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
  • Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
  • Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.

Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.