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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTM
501
ZoomInfo Technologies
GTM
$861M
$1.13M 0.03%
17,593
+8,866
+102% +$594K
AFRM icon
502
Affirm
AFRM
$23.5B
$1.13M 0.03%
11,198
+8,561
+325% +$1.13M
TAXF icon
503
American Century Diversified Municipal Bond ETF
TAXF
$667M
$1.13M 0.03%
+20,386
New +$1.12M
AOK icon
504
iShares Core Conservative Allocation ETF
AOK
$803M
$1.12M 0.03%
28,098
-7,848
-22% -$313K
U icon
505
Unity
U
$12.5B
$1.12M 0.03%
7,852
+4,795
+157% +$733K
BNY
506
Bank of New York Mellon
BNY
$108B
$1.12M 0.03%
19,298
-704
-4% -$40.5K
NI icon
507
NiSource
NI
$22.4B
$1.12M 0.03%
40,612
+7,211
+22% +$183K
MSTR icon
508
Strategy Inc
MSTR
$33.5B
$1.12M 0.03%
20,550
+130
+0.6% +$8.94K
NOW icon
509
ServiceNow
NOW
$102B
$1.12M 0.03%
8,620
+890
+12% +$117K
IDV icon
510
iShares International Select Dividend ETF
IDV
$8.25B
$1.12M 0.03%
35,842
+1,503
+4% +$46.5K
TEAM icon
511
Atlassian
TEAM
$22B
$1.12M 0.03%
2,931
+309
+12% +$124K
FUTY icon
512
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$1.11M 0.03%
24,046
-267
-1% -$11.7K
XBI icon
513
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$1.11M 0.03%
9,949
+858
+9% +$103K
ETSY icon
514
Etsy
ETSY
$7.65B
$1.11M 0.03%
5,066
+646
+15% +$156K
IDU icon
515
iShares US Utilities ETF
IDU
$1.41B
$1.11M 0.03%
12,520
+497
+4% +$41.6K
NULG icon
516
Nuveen ESG Large-Cap Growth ETF
NULG
$2.67B
$1.1M 0.03%
16,118
+199
+1% +$13.9K
BABA icon
517
Alibaba
BABA
$269B
$1.1M 0.03%
9,286
-6,119
-40% -$891K
SCHF icon
518
Schwab International Equity ETF
SCHF
$65.6B
$1.1M 0.03%
56,756
+5,818
+11% +$114K
NICE icon
519
Nice
NICE
$5.29B
$1.1M 0.03%
3,620
+473
+15% +$137K
TJX icon
520
TJX Companies
TJX
$170B
$1.1M 0.03%
14,447
+3,575
+33% +$248K
TRV icon
521
Travelers Companies
TRV
$80.8B
$1.09M 0.03%
6,977
+77
+1% +$12K
VBK icon
522
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$1.09M 0.03%
3,871
+265
+7% +$76K
TER icon
523
Teradyne
TER
$54.8B
$1.08M 0.03%
+6,584
New +$926K
USB icon
524
US Bancorp
USB
$99.6B
$1.07M 0.03%
19,137
+67
+0.4% +$3.96K
FBT icon
525
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$1.07M 0.03%
6,624
-4,447
-40% -$719K
19 20
21
22 23

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.