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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.06B
AUM Growth
+$31.6M
Cap. Flow
+$14.8M
Cap. Flow %
1.39%
Top 10 Hldgs %
17.93%
Holding
850
New
74
Increased
389
Reduced
307
Closed
60

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.9M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$4.82M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.31M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.03M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$2.01M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.88M
2
HDV
iShares Core High Dividend ETF
HDV
+$7.78M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.73M
5
BN icon
Brookfield
BN
+$2.25M

Sector Composition

Rank Sector Weight
1 Technology 5.74%
2 Industrials 4.9%
3 Healthcare 4.87%
4 Financials 4.84%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
501
iShares S&P 100 ETF
OEF
$19.8B
$368K 0.03%
3,438
-1,005
-23% -$107K
PJP icon
502
Invesco Pharmaceuticals ETF
PJP
$425M
$368K 0.03%
5,855
+88
+2% +$5.28K
OMC icon
503
Omnicom Group
OMC
$22.7B
$367K 0.03%
4,429
+751
+20% +$62.6K
KSU
504
DELISTED
Kansas City Southern
KSU
$366K 0.03%
3,500
-27
-0.8% -$2.53K
GGM
505
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$366K 0.03%
15,774
-24,871
-61% -$577K
AGN
506
DELISTED
Allergan plc
AGN
$364K 0.03%
1,495
-50
-3% -$11.7K
VOX icon
507
Vanguard Communication Services ETF
VOX
$5.53B
$361K 0.03%
3,935
-1,026
-21% -$97.4K
PZA icon
508
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
$359K 0.03%
14,096
-919
-6% -$23.3K
ETJ
509
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$357K 0.03%
38,068
+265
+0.7% +$2.46K
HOG icon
510
Harley-Davidson
HOG
$2.68B
$355K 0.03%
6,563
+475
+8% +$26.4K
CB icon
511
Chubb
CB
$140B
$353K 0.03%
2,430
-5,579
-70% -$785K
FXH icon
512
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$350K 0.03%
5,228
-63
-1% -$4.05K
GBDC icon
513
Golub Capital BDC
GBDC
$3.33B
$349K 0.03%
18,647
+1,841
+11% +$35.9K
IUSB icon
514
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$349K 0.03%
6,853
-902
-12% -$45.9K
ET icon
515
Energy Transfer Partners
ET
$70.1B
$348K 0.03%
19,403
+484
+3% +$8.61K
KDP icon
516
Keurig Dr Pepper
KDP
$40.4B
$348K 0.03%
3,823
-98
-2% -$9.17K
XHR
517
Xenia Hotels & Resorts
XHR
$1.98B
$348K 0.03%
17,986
-365
-2% -$6.66K
HAS icon
518
Hasbro
HAS
$12.6B
$347K 0.03%
3,108
-73
-2% -$7.52K
PSLV icon
519
Sprott Physical Silver Trust
PSLV
$11.9B
$346K 0.03%
+54,875
New +$358K
TTE icon
520
TotalEnergies
TTE
$193B
$346K 0.03%
6,974
-283
-4% -$14.6K
SGOL icon
521
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$345K 0.03%
28,640
-250
-0.9% -$3.05K
GHII
522
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$345K 0.03%
12,342
-495
-4% -$13.9K
GNTX icon
523
Gentex
GNTX
$4.88B
$344K 0.03%
18,149
-1,426
-7% -$27.8K
OUNZ icon
524
VanEck Merk Gold Trust
OUNZ
$2.51B
$344K 0.03%
28,037
+190
+0.7% +$2.36K
BXMX
525
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$341K 0.03%
24,656
-485
-2% -$6.72K
19 20
21
22 23

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Sigma Planning Corp's Q2 2017 Portfolio in Review

As of Q2 2017, Sigma Planning Corp held 850 positions worth $1.06B, up 3.1% from $1.03B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2017 filing shows 74 new, 389 increased, 307 reduced and 60 closed positions. Its largest new stake was Cadence Design Systems: 56,674 shares worth $1.9M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $7.88M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 5.5% a quarter earlier, followed by Industrials and Healthcare.

  • Sigma Planning Corp's largest Q2 2017 buy was Cadence Design Systems: 56,674 shares worth $1.9M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q2 2017, an estimated $12.9M increase.
  • Sigma Planning Corp's biggest Q2 2017 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.88M.
  • Sigma Planning Corp fully exited Brookfield in Q2 2017, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.06B portfolio in Q2 2017.
  • Sigma Planning Corp opened 74 new positions and closed 60 in Q2 2017.
  • Sigma Planning Corp's portfolio value rose 3.1% quarter-over-quarter to $1.06B.

Based on Sigma Planning Corp's 13F filing for Q2 2017, filed 2 Aug 2017.