We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMBA icon
476
Ambarella
AMBA
$2.99B
$1.14M 0.03%
13,819
+8,166
+144% +$593K
CGUS icon
477
Capital Group Core Equity ETF
CGUS
$11.1B
$1.14M 0.03%
28,755
+5,092
+22% +$196K
BLK icon
478
Blackrock
BLK
$165B
$1.14M 0.03%
974
-314
-24% -$351K
USTB icon
479
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.29B
$1.13M 0.03%
22,235
-1,986
-8% -$101K
AGX icon
480
Argan
AGX
$7.61B
$1.13M 0.03%
+4,196
New +$962K
MBB icon
481
iShares MBS ETF
MBB
$39.1B
$1.13M 0.03%
11,854
-121
-1% -$11.4K
QCJA
482
FT Vest Nasdaq-100 Conservative Buffer ETF - January
QCJA
$81M
$1.13M 0.03%
52,605
-2,196
-4% -$46.1K
XCEM icon
483
Columbia EM Core ex-China ETF
XCEM
$1.91B
$1.13M 0.03%
30,975
+491
+2% +$17.1K
IGM icon
484
iShares Expanded Tech Sector ETF
IGM
$9.92B
$1.13M 0.03%
8,932
+2,493
+39% +$294K
OUST icon
485
Ouster
OUST
$2.36B
$1.12M 0.03%
+41,394
New +$1.15M
NEM icon
486
Newmont
NEM
$98.5B
$1.12M 0.03%
13,254
-3,332
-20% -$232K
HAWX icon
487
iShares Currency Hedged MSCI ACWI ex US ETF
HAWX
$344M
$1.12M 0.03%
29,526
-40
-0.1% -$1.45K
BGLD icon
488
FT Vest Gold Strategy Quarterly Buffer ETF
BGLD
$51.2M
$1.12M 0.03%
46,813
-3,257
-7% -$72.5K
FCA icon
489
First Trust China AlphaDEX Fund
FCA
$32.7M
$1.12M 0.03%
+38,500
New +$1.03M
INTU icon
490
Intuit
INTU
$83.1B
$1.11M 0.03%
1,631
+978
+150% +$705K
BAPR icon
491
Innovator US Equity Buffer ETF April
BAPR
$404M
$1.11M 0.03%
23,732
-131
-0.5% -$6.04K
SHLD icon
492
Global X Defense Tech ETF
SHLD
$7.12B
$1.11M 0.03%
15,826
+7,982
+102% +$501K
PAYX icon
493
Paychex
PAYX
$41.1B
$1.11M 0.03%
8,769
-7,888
-47% -$1.09M
NKE icon
494
Nike
NKE
$62.5B
$1.11M 0.03%
15,865
-264
-2% -$19.7K
VTEB icon
495
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$1.11M 0.03%
22,071
+3,845
+21% +$189K
BIL icon
496
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$1.09M 0.03%
11,887
-615
-5% -$56.3K
OKE icon
497
Oneok
OKE
$56.4B
$1.09M 0.03%
14,943
+2,218
+17% +$170K
AFL icon
498
Aflac
AFL
$64.4B
$1.09M 0.03%
9,735
-6,960
-42% -$731K
IGEB icon
499
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$1.08M 0.03%
23,560
+1,960
+9% +$89.3K
VST icon
500
Vistra
VST
$53B
$1.08M 0.03%
5,530
-3,226
-37% -$639K
18 19
20
21 22

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.