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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
Cap. Flow
-$109M
Cap. Flow %
-7.95%
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.3M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.09M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$4.48M
4
NEE icon
NextEra Energy
NEE
+$3.58M
5
FREL icon
Fidelity MSCI Real Estate Index ETF
FREL
+$3.46M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$9.25M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.45M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$8.33M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.91M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 4.8%
3 Healthcare 4.66%
4 Industrials 4.14%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AB icon
476
AllianceBernstein
AB
$3.47B
$448K 0.03%
16,387
-13,077
-44% -$376K
VEEV icon
477
CALL
Veeva Systems
VEEV
$30.3B
$447K 0.03%
5,000
+3,000
+150% +$274K
LMBS icon
478
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$446K 0.03%
8,740
-151
-2% -$7.69K
SCHD icon
479
Schwab US Dividend Equity ETF
SCHD
$102B
$446K 0.03%
28,488
+5,250
+23% +$87.5K
ICE icon
480
Intercontinental Exchange
ICE
$82.4B
$445K 0.03%
5,907
-73
-1% -$5.59K
RDS.B
481
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$445K 0.03%
7,429
+300
+4% +$19.2K
WYNN icon
482
Wynn Resorts
WYNN
$10.1B
$441K 0.03%
+4,463
New +$481K
SCHE icon
483
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$439K 0.03%
18,652
-824
-4% -$20K
BKLN icon
484
Invesco Senior Loan ETF
BKLN
$7.1B
$438K 0.03%
20,098
-68,792
-77% -$1.57M
SDOG icon
485
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$437K 0.03%
11,159
-9,649
-46% -$418K
CCI icon
486
Crown Castle
CCI
$32.7B
$434K 0.03%
3,998
+57
+1% +$6.26K
ELV icon
487
Elevance Health
ELV
$81.9B
$433K 0.03%
1,649
-1,147
-41% -$315K
RSPH icon
488
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$433K 0.03%
24,400
+2,270
+10% +$43.1K
TTE icon
489
TotalEnergies
TTE
$193B
$432K 0.03%
8,288
+425
+5% +$24.4K
LYB icon
490
LyondellBasell Industries
LYB
$19.5B
$431K 0.03%
5,184
+686
+15% +$62.8K
MKC icon
491
McCormick & Company Non-Voting
MKC
$13.4B
$429K 0.03%
6,166
+54
+0.9% +$3.87K
MPT
492
Medical Properties Trust
MPT
$2.89B
$429K 0.03%
26,652
-1,886
-7% -$29.8K
AVGO icon
493
Broadcom
AVGO
$1.82T
$427K 0.03%
16,800
+190
+1% +$4.48K
GDXJ icon
494
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$425K 0.03%
14,078
-829
-6% -$23.3K
BSJK
495
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$425K 0.03%
18,146
-654
-3% -$15.6K
ULTA icon
496
Ulta Beauty
ULTA
$20.4B
$423K 0.03%
1,727
+61
+4% +$16.9K
NGG icon
497
National Grid
NGG
$82.7B
$420K 0.03%
9,886
-69
-0.7% -$3.22K
PNC icon
498
PNC Financial Services
PNC
$100B
$420K 0.03%
3,592
-200
-5% -$25.5K
TVIX
499
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$417K 0.03%
+589
New +$279K
K
500
DELISTED
Kellanova
K
$412K 0.03%
7,691
-1,801
-19% -$109K
18 19
20
21 22

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Sigma Planning Corp's Q4 2018 Portfolio in Review

As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.

  • Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
  • Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
  • Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
  • Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
  • Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.